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Keywords: Sales Executive, Trading Compliance , Location: New York City, NY

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Sales Executive, Trading Compliance & Data

? About the role and the team: As a Sales Executive, you will be part of the Capital Markets Trading Compliance & Data team... responsibilities will be to uncover new business sales opportunities and schedule meetings for the suite of trading compliance and data...

Company: FIS
Location: New York City, NY
Posted Date: 12 Apr 2025
Salary: $85410 - 140940 per year

Compliance Risk Management Director (Commodities) - Executive Director

, and control organizations. Job Responsibilities Identify and manage compliance and conduct risk related to sales and trading... status quo and striving to be best-in-class. As a Commodities Compliance Executive Director on our New York based team...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 11 Apr 2025

Sales Executive III

will be to uncover new business sales opportunities for FIS’ suite of Trading & Compliance solutions. As a Sales Executive, you’ll...? About the role: Experienced Sales Executive that is a true ‘Hunter’ with a proven track record selling complex enterprise-wide...

Company: FIS
Location: New York City, NY
Posted Date: 12 Apr 2025
Salary: $120770 - 199270 per year

Sales Executive, Pricing Reference Data, Americas

Job Description: Overview Job Purpose The Sales Executive (SE) is responsible for the generation of new revenue... relationships within the Pricing and Analytics Sales Division for ICE Data Services. The primary role of the Sales Executive...

Posted Date: 09 Apr 2025
Salary: $85000 - 145000 per year

Sales Executive Senior

to support functions across exchange traded and OTC cleared derivatives, as well as Global Trading and Operations Solutions... for Securities Lending and Compliance and Tax reporting. What you will be doing You will be responsible to develop and grow...

Company: FIS
Location: New York City, NY
Posted Date: 04 Apr 2025

Sales Executive, Connectivity, Americas

of this role will be selling Connectivity services. The Connectivity Sales Executive is a sales hunter who targets the buyers...’s Connectivity business in the Americas through new logo sales and expansion. Also, the Sales Executive will work with existing...

Company: Black Knight
Location: New York City, NY
Posted Date: 19 Jan 2025
Salary: $85000 - 145000 per year

Manager, IT Regulatory Compliance Reporting

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This role assists the...

Company: Scotiabank
Location: New York City, NY
Posted Date: 05 Apr 2025
Salary: $90000 - 167200 per year

Executive Assistant - Global Securitization Group

, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange and precious & metals... culture. Title: Executive Assistant - Global Securitization Group Global Banking and Markets Global Banking and Markets...

Company: Scotiabank
Location: New York City, NY
Posted Date: 10 Apr 2025
Salary: $61200 - 101800 per year

Executive Assistant

culture. Title: Executive Assistant Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian... of our clients. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales...

Company: Scotiabank
Location: New York City, NY
Posted Date: 10 Apr 2025
Salary: $61200 - 101800 per year

Director, Senior Counsel - Fixed Income

, including sales and trading and origination transactions. Advise on regulatory matters impacting fixed income transactions... closely with traders, the sales teams and origination teams to advise on compliance with legal and regulatory requirements...

Company: Page Executive
Location: New York City, NY
Posted Date: 15 Mar 2025

Senior Counsel - Fixed Income

Strong understanding of regulatory laws and compliance matters relating to sales and trading businesses Team player Global investment...Serve as legal point person, providing transactional and advisory support to fixed income sales and trading desks...

Company: Page Executive
Location: New York City, NY
Posted Date: 30 Jan 2025

2026 KBCM Investment Banking Summer Analyst - New York, NY

industry leader community, as well as our partners in Equity Sales, Trading & Research to identify thematic areas of investor... technology sector and traditional industries. Our team works directly with our institutional investor clients and our executive...

Company: KeyBank
Location: New York City, NY
Posted Date: 10 Apr 2025
Salary: $1440 per week

Technology Regulatory Affairs Specialist

income sales & trading, derivatives, FX, custody and research. Visit .​​ Mizuho Americas offers a competitive total rewards...-hoc requests, and inquiries, ensuring compliance with IT controls and providing high-quality deliverables in collaboration...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 03 Apr 2025
Salary: $160000 - 195000 per year

Director, First Line Control Programs

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products... across business and control & support functions (CSF) (as delegated by Management) in GBM US. What You'll Do Executive Management...

Company: Scotiabank
Location: New York City, NY
Posted Date: 02 Apr 2025

Senior Manager, U.S. Information Security & Control

financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products..., technology risk, compliance, policy, and governance. The Information Security Manager will manage and evaluate vulnerability...

Company: Scotiabank
Location: New York City, NY
Posted Date: 27 Mar 2025

Regulatory Reporting Subject Matter Expert (SME) – Lead

capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading, derivatives, FX... with other risk and control functions (e.g., Compliance, Legal, IT Risk) to provide a comprehensive view of regulatory reporting risks...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 27 Mar 2025

Director, Investment Banking, Financial Sponsors Group - New York, NY

banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign exchange... are in compliance with governing regulations, internal policies and procedures. What You'll Do Champion a client centric culture...

Company: Scotiabank
Location: New York City, NY
Posted Date: 22 Mar 2025

Data Management Subject Matter Expert (SME) – Lead

, capital markets, equity and fixed income sales & trading, derivatives, FX, custody and research. Visit .​​ Mizuho Americas...-Functional Collaboration: Partner with other teams (e.g., Compliance, Legal, IT Risk) to provide a cohesive view of data risk...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Mar 2025

Operational Resilience Subject Matter Expert (SME) - Lead

3,500 professionals, and its capabilities span corporate and investment banking, capital markets, equity and fixed income sales & trading... with other risk and control functions (e.g., Compliance, IT Risk, Cybersecurity) to provide a comprehensive view of resilience risks...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 21 Mar 2025

Director, Cloud Security

. Our products include debt and equity financing, mergers & acquisitions, corporate banking, institutional equity sales, trading... ensuring business strategies, plans and initiatives are executed and delivered in compliance with governing regulations...

Company: Scotiabank
Location: New York City, NY
Posted Date: 15 Mar 2025