. Let us tell you a bit about the opportunity We are seeking an SMCR Specialist to join us at an exciting time... for it in life and in business. What will your day look like? Reporting to the Head of SMCR & Reward Governance...
, backed by the strength, stability, and global presence of BNY. We’re seeking a future team member for the role of SMCR... business: Senior Management and Certification Regime (SMCR) Administer the governance processes ensuring ongoing compliance...
, compliance, and conduct. Undertaking specialist regulatory reviews on areas such as Consumer Duty, SMCR, RCSA implementation...
. Undertaking specialist regulatory reviews on areas such as Consumer Duty, SMCR, RCSA implementation review and implementation...
requirements and expectations of the UK and applicable International regulations. Adherence to the SMCR Individual Conduct Rules...
in regulatory remediation (e.g., MRA, MRIA, Consent Order). Strong knowledge of key Tier One regulations (e.g., SMCR, MIFID II...
in regulatory remediation (e.g., MRA, MRIA, Consent Order). Strong knowledge of key Tier One regulations (e.g., SMCR, MIFID II...
’s Senior Managers and Certification Regime (SMCR). This means that we’ll need to complete some regulatory background checks... and proper’ and competent to carry out your role. We’ll provide training on what holding a SMCR role means when...
Services and experience of corporate governance matters and the UK regulatory framework including SMCR Previous in-house...
range of work. The team typically advises on the regulatory perimeter, authorisations, governance and conduct (including SMCR...
entities including: MIFID, EMIR, SMCR, IFD / IFR Work across jurisdictions to advise on refined products trading including...
(including SMCR and Consumer Duty), conduct of business (including investment and insurance regulation, consumer lending...
issues relating to employment, for example partnership, data protection and SMCR/regulatory matters. This is an exciting...
(SMCR). This means that we’ll need to complete some regulatory background checks on you before you take up your role... your role. We’ll provide training on what holding a SMCR role means when you join us and annually thereafter. Aviva...