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Keywords: Responsible Officer for Securities Business (Type 1 , Location: Hong Kong

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Responsible Officer for Securities Business (Type 1 & 4) (HK$45K - $60K)

as Responsible Officer for SFC Type 1 & 4 regulated activities. Monitor and oversee daily operations, including account opening, KYC... as assigned. 工作要求 Bachelor Degree in Business / Finance / Accounting or related discipline(s); Qualified SFC Type 1 & 4...

Posted Date: 01 Dec 2024

Responsible Officer (Type 1,3,4 & 9)

Responsibilities Act as Responsible Officer for SFC Type 1, 3, 4 and 9 regulated activities Must acquire new... senior management on the Firm’s investment function Requirements Must be a current SFC Type 1, 3, 4 and 9 Responsible...

Posted Date: 22 Dec 2024

Insurance Brokerage-Responsible Officer

of HKSI Paper 1, 7, 8 and IIQE Paper I, II, III, V licenses are MUST An eligible Responsible Officer approved by Insurance... brokerage business Oversee and review the work of other insurance team members Identify new business opportunities, develop...

Posted Date: 08 Dec 2024

Deputy Manager – Securities and Wealth Product Management

to act as Responsible Officer to supervise all regulated activities and operations of the RA1 is definite advantage... with our expansion plan and to strengthen our business operations in Hong Kong, we invite high caliber professionals...

Company: Public Bank
Location: Hong Kong
Posted Date: 16 Dec 2024

Assistant Officer / Officer – Dealing Department

of securities, futures and precious metal, and we keep on expanding our business to the fields of corporate finance, asset... our Responsible Officer(s) in managing daily operations; Involve in the matching of day-end transaction records; Perform...

Posted Date: 02 Jan 2025

Audit and Compliance Officer / Senior Audit and Compliance Officer

Why limit yourself When you can be widely different? Phillip Securities Group is one of the members... and Dubai. Currently, we have more than 3,500 staff in Asia and Europe with total shareholders’ fund in excess of US$1 billion...

Posted Date: 01 Jan 2025

Assistant / Officer, Compliance Department

of securities, futures and precious metal, and we keep on expanding our business to the fields of corporate finance, asset... is dedicated to developing financial business in Hong Kong and China. Throughout the decade, we become a specialist in the trading...

Posted Date: 02 Jan 2025

Settlement Officer

holder or above in Finance, Economics, Accounting or Business related; Minimum 1-2 years relevant experience in securities...Responsibilities: Responsible for daily settlement activities (Hong Kong Stock, Overseas Stock, Mutual Funds...

Posted Date: 05 Dec 2024

(Senior) Customer Services Officer

customer enquiries and complaints in a professional manner Responsible for individual and corporate client’s account opening... Ad-hoc tasks assigned by supervisors Requirements Bachelor’s Degree holder in business management, marketing...

Posted Date: 29 Dec 2024

Corporate Action Officer - Top Japanese Banking Group

for different investment products. The department is currently looking for a Corporate Action Officer to be responsible for managing... Bachelor's degree in Finance, Accounting, Business Administration or related disciplines 1-2 years of working experience...

Company: Michael Page
Location: Hong Kong
Posted Date: 19 Oct 2024

Officer to Senior officer, Payment service (General Admin)

Industrial and Commercial Bank of China (Asia) Limited (“ICBC (Asia)”) is the flagship of overseas business... services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global...

Posted Date: 02 Jan 2025

Customer Services Officer (Financial Services)

, you will be responsible for developing and maintaining client relationships while implementing effective business strategies to attract inflow... with a minimum of 1 year of front-line experience. Responsibilities: Handle inquiries from walk-in clients, including account opening...

Posted Date: 22 Dec 2024