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Keywords: Responsible Officer (SFC Type 6), Location: Central, Hong Kong

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Responsible Officer (SFC Type 6)

Officer under the SFC Minimum 6 years of relevant experience with at least 3 years in corporate financing gained..., including advisory activities related to Listing Rules and / or Takeovers Code. Act as the Responsible Officer and in charge...

Posted Date: 02 Mar 2025

R.O. (SFC Type 6)

Officer under the SFC. Minimum 6 years of relevant experience with at least 3 years in corporate financing gained..., including advisory activities related to Listing Rules and / or Takeovers Code. Act as the Responsible Officer and in charge...

Posted Date: 05 Mar 2025

Associate Director, Compliance

. Job Description: Job description To assist the Hong Kong Business Unit Compliance Officer (BUCO) under the supervision of Director (Life & Health and Strategic... Officer (BUCO)/the delegated to develop, implement and monitor the risk-based compliance plan covering the relevant regulatory...

Posted Date: 07 Feb 2025

Associate Director, Compliance

. Job Description: Job description To assist the Hong Kong Business Unit Compliance Officer (BUCO) under the supervision of Director (Life & Health and Strategic... Officer (BUCO)/the delegated to develop, implement and monitor the risk-based compliance plan covering the relevant regulatory...

Posted Date: 07 Feb 2025