1,700 employees and 38 offices in more than 25 countries. Regulatory Compliance and Controls Analyst Location: Ebury London...-oriented Regulatory Compliance Analyst to join our growing team in Europe. This role is crucial in ensuring our continued...
appropriate governance over regulatory reporting and ensuring compliance with the applicable control framework Implementation... Analyst with a strong attention to detail to join our regulatory reporting team at Monzo. The team is responsible...
London Based Investment Bank seek a Data Analyst, you will have experience of financial regulatory environment... of financial regulatory environment and requirements for managing and retaining data ie technical skills and knowledge of data...
as evidence of regulatory compliance Manage changes to requirements through effective use of change control processes Interact... the bank complies with the upcoming regulatory initiatives such as CFTC and EMIR rewrite. The successful candidate...
either as a Compliance Practioner or Functional Analyst Proven track record of delivering regulatory driven projects with fixed deadlines.... This would include: - Ensure all changes that could impact regulatory reporting obligations follow the defined governance & control...
stakeholders to ensure firm's compliance across obligations and to improve the reporting processes. OUR IMPACT REGULATORY... Shareholder, London Takeover Panel, MIFID) Execute key risk and control processes to ensure compliance with non-financial...
Job Description: The Senior Conduct Compliance Risk Analyst is responsible for assisting in the management...; To take a co-lead role alongside the Senior Compliance & Conduct Manager in all conduct responsibilities managed by the team...
Risk and Compliance Analyst Department: InfoSec Employment Type: Full Time Location: London, UK... Description About the Role: We are looking for an analytical and detail-oriented Risk and Compliance Analyst. The role will be responsible...
We are looking for an IT Compliance Analyst to support the IT Compliance Manager and assist with the implementation... and running of a best practice IT General Control Framework. This will deliver continual improvements in support of Audit and Risk...
trading control requirements. Role: Highly analytical and detail-oriented Business Analyst to support our RAC team...Role : Business Analyst Location : London Work Mode : Hybrid (3 Days in a week) Contract Role...
Job Title: Product Control Analyst - Physical Natural Gas Location: London Company: Leading International Commodity...: We are looking for a skilled Product Control Analyst to join our team, specializing in Physical Natural Gas. The role offers an excellent...
, control testing, and ongoing monitoring. Overseeing and managing SOX compliance in preparation for a potential US listing...Finance Controls Analyst (ICFR/SOX) Expert - London A rare and exciting opportunity to play a key role in a high...
to work – a people-first company that helps you be the best you can be. IT Audit and Controls Analyst About this role... that we achieve the financial, regulatory and reputational standards required. Reporting to the IT Audit & Controls Manager...
governance model with Senior Management, Heads of Investment, Heads of Trading Desks and 2nd/3rd line control functions... from Compliance, Risk and Audit Ø Contribute to the development of AXA IM CORE portfolio management activities and order execution...
governance model with Senior Management, Heads of Investment, Heads of Trading Desks and 2nd/3rd line control functions... from Compliance, Risk and Audit Ø Contribute to the development of AXA IM CORE portfolio management activities and order execution...
(including third-party debt collection activity), and ensuring compliance with regulatory standards and the bank's policies... as required Continuously develop and maintain C&R quality assurance framework and methodologies to ensure compliance with regulatory compliance...
activity), and ensuring compliance with regulatory standards and the bank's policies. The role ensures that the organisation... quality assurance framework and methodologies to ensure compliance with regulatory compliance, bank standards and good...
Morgan to deeply understand the advisor workflow, ensuring regulatory compliance and mitigating risk within a controls... change, helping to adhere to regulatory and control obligations while applying creativity to finding the right balance...
leadership in relation to relevant rules and regulations. Compliance is responsible for overseeing the adherence to regulatory... firm to implement regulatory change. Central Operations is responsible for managing the group compliance plan, strategic...
leadership in relation to relevant rules and regulations. Compliance is responsible for overseeing the adherence to regulatory... firm to implement regulatory change. Central Operations is responsible for managing the group compliance plan, strategic...