Assurance Team, a national team of regulatory experts. We provide a range of risk services on a variety of subject matter... as to which risks are being managed and mitigated in line with the business' appetite for risk. Deloitte's assurance offerings help...
across the organisation. The Role The Compliance Assistant role involves supporting the Compliance Manager for Appointed... Representatives (ARs) & Introducers (IARs). Key responsibilities include due diligence, FCA submissions, oversight, and monitoring...
across the organisation. The Role The Compliance Assistant role involves supporting the Compliance Manager for Appointed... Representatives (ARs) & Introducers (IARs). Key responsibilities include due diligence, FCA submissions, oversight, and monitoring...
effectiveness. Support the Senior Quality Manager in compiling the annual audit risk assessment and schedule. Responsible... if they are not already at this level. Proven experience in quality (especially GDP), strong regulatory knowledge, and excellent communication skills...
Are you an ambitious and experienced Senior Manager looking for a step up to Director? As a Transfer Pricing Director in this expanding... and accurate delivery of TP solutions to clients. You will work alongside the existing TP Assistant Manager and other senior...
opportunities for improvement and suggesting ways to achieve them. Regulatory Requirements - Supporting the Senior Manager.... The Role Reporting to the HR Manager, you will provide the company with HR generalist support and administration...
of audit queries related to the Investment Manager, completion of the ISA260 reports, preventative and corrective actions... expected service standards as agreed. Errors/issues identified as part of the Financial Reporting oversight processes...
Dealing Risk and Oversight Manager. Assist with the production of management information and any other administrative... order administration into Symphony, the internal Order Management System. Performing required tasks according to regulatory...
lifecycle. With deep domain expertise in regulatory sciences, clinical research solutions, quality & compliance... solutions that de-risk and accelerate our partners’ most high-profile drug and device programs. Essential Functions...
Director is responsible for leading the governance, compliance, and ethical oversight of machine learning (ML) and artificial..., transparent, fair, and aligned with both business objectives and regulatory standards. The director will lead efforts to mitigate...
management and compliance oversight over business activities Understanding of a broad range of compliance and regulatory topics... or asset manager Good understanding of FCA regulatory requirements on investment businesses Able to interpret complex...
and our UK and Regional Dealing Desks. The team of 4/5 is responsible for ensuring all dealing support / oversight, ‘first line... MiFID II Post Trade Transparency Reporting, broker onboarding co-ordination as and when required and other regulatory...
Reporting to the Client Engagement Senior Manager (WBS) this role will serve as the primary advocate for WBS Clients..., taking ownership and oversight of WBS service and engagement. This role will be responsible for ensuring that WBS services...
's strategic goals and regulatory requirements Implement best practices in operational processes, risk management, and compliance...A career at Lombard Odier means working for a renowned global wealth and asset manager, with a strong focus...
access, and risk management for over 200 years. We're seeking a Supply Chain Finance (SCF) Product Manager to lead our EMEA... are essential. Job Summary As a Supply Chain Finance Product Manager in the Trade & Working Capital division of Payments...
Pension Insurance Corporation (“PIC”) provides secure retirement incomes through comprehensive risk management... collaborate with Risk / Transitions / Finance to secure their buy-in and implement improvements to systems, processes...
Who We Are: AmTrust is a global insurance provider offering risk-management solutions and business underwriting... we are AmTrust is a global insurance provider offering risk-management solutions and business underwriting. Today AmTrust...
, Delegated Oversight role – Essential. · Strong knowledge of financial services regulatory requirements e.g., CBI regulations...) Who we are AmTrust is a global insurance provider offering risk-management solutions and business underwriting...
with HR and Finance strategy Maintain broad oversight of the external environment that impacts payroll in the countries... oversight of global payroll market best practices and developments and identify opportunities which could offer value to Kantar...
responsibilities of the role will include line management and oversight of the risk & compliance team, providing support to the COLP... a head of risk & compliance looking for a new challenge or someone at manager level and looking to take a step up...