and Corporate Treasury teams Ensure accurate and complete reporting of regulatory information in public reports to the regulatory... control and reporting obligations of a global, regulated and public financial institution. As part of the firm's second line...
with the administration of benefits processes and programs to deliver benefits services to employees, while ensuring regulatory... vendor relationships in benefits administration and regulatory compliance. Ensures all payroll related transactions...
will be responsible for ensuring that FCC-related issues (i.e., Internal Audit, Compliance, self-identified and Regulatory) are timely... reporting for relevant stakeholders and senior leadership. Track open FCC-related audits and compliance reviews; monitor...
processes. FR&G ensures adherence to rigorous organizational and regulatory standards, working closely with Quantitative Risk... mitigation strategies. ● Ensure adherence to policies and procedures while identifying potential model or reporting errors...
proper governance framework is in place and the timely input, accuracy and reporting of issues data. This role will directly..., and implementation of management reporting for issues and actions for relevant stakeholders and senior leadership. Support the ongoing...
with the timely resolution of requests for information and reporting Coordinate with the BSA AML Officer in remediating... any Audit or Regulatory identified issues Assist the BSA Officer with the oversight, monitoring, and effective challenge...
Consolidated U.S. Operations (CUSO). Reporting to the Director of Liquidity Methodology, the candidate will be expected to conduct... key information to senior management, internal audit, and regulators Support SMBC Americas during regulatory exams...
around allocation of scarce financial resources. Regulatory Controllers is responsible for regulatory capital, reporting and policy...'s capital planning and comprehensive capital analysis and review (CCAR) processes. The regulatory reporting team is responsible...
on the Finance Re-Design (FRD) and Finance Reg Reporting (FRR) projects. FRD is a well-established project which has been... a reconciliation and adjustment capability between the banks ledger and an upstream ADS which is going to be used for regulatory...
,, Lead AI Engineer reporting to the Head of Data Management Engineering for Enterprise Data & Data Capabilities..., and innovative technologies, including data virtualization, data pipelines, data consumption, and reporting with modern data...