, and implementation aspects of enhancements made to the system) * Support other departments with servicing related research (Reporting... to knowledge of regulatory requirements, including but not limited to Real Estate Settlement Procedures Act (RESPA)-Regulation X...
liability insurance policies (D&O, Cyber, Crime, CGL, PI), including incident reporting and claims. Documentation: Maintain... Innovation: Enables the evaluation of risks associated with new products and services. Regulatory Compliance: Helps PhonePe...
policies and processes, including but not limited to Customer Due Diligence, Regulatory Reform, FICC Ops, Equities, PB Ops, Pre... divisional initiatives Build data tracking and management tooling which can be leveraged for reporting to senior stakeholders...
reporting outputs of the org. They will also assume responsibility of the risk & control oversight to ensure accurate and timely... to navigate the evolving financial regulatory landscape and help develop technological solutions to build appropriate architecture...
as Legal Entity and Line of Business financial commentary and regulatory reporting requirements Investigation, analysis... and netting Participate in Firmwide legal entity reporting projects including infrastructure and process improvement efforts...
development and enforcement of various controls, risks & reporting mechanisms. You will specifically work towards stabilization... to meet regulatory and management requirements. You will build exciting, novel solutions and identify gaps to bridge...
entities, law firms, and government agencies reporting compliance violations and policy non-adherence. The team plays a vital... and validate reports of violations flagged by various agencies while ensuring compliance to law and regulatory board. Support...
Job Description: CONTROLLERS Controllers ensure that the firm meets all the financial control and reporting... charged with managing the firm's liquidity, capital, and risk, and providing the overall financial control and reporting...
years of experience in user-facing product ownership, ideally within financial services and/or regulatory reporting... for both internal and external reporting, aligning with significant firm-wide initiatives. You will work closely with users...
of markets. Controllers division is responsible for financial control and regulatory obligations of the firm. They safeguard... the assets of the firm through an independent scrutiny of the financial information and ensure accurate reporting...
and implementing change to ensure we are optimally managing and monitoring risks, in an increasingly demanding and complex regulatory... and technology to help facilitate the resolution of technical production issues Manage, monitor and investigate reporting breaks...
for unusual activity and reporting of the unusual activities. Support the Country or Regional FCC AML Office/ AML Investigations... and ensures timely escalation of control issues and reputation risks. Demonstrate leadership on Regulatory & Compliance matters...
as this function has very material impact on downstream functions(trade processing, regulatory and tax reporting, Anti-Money Laundering... management The work Account Management performs is critical and must adhere to strict regulatory and policy requirements...
impact on downstream functions(trade processing, regulatory and tax reporting, Anti-Money Laundering monitoring among... Management performs is critical and must adhere to strict regulatory and policy requirements as this function has very material...
reporting and tax. The individual should have experience in overseeing the collection, preparation, review and distribution... of data to assemble key deliverables and ensure that Goldman Sachs meets its reporting obligations. Responsibilities...
assurance on the application controls, data quality, data flows, data calculation processes used for regulatory reporting...
, interpret and implement regulatory guidelines as applicable for the Lending Business Responsible for the management of business... reporting and any ad-hoc reporting required from time to time Identify issues and lead process streamlining as and when...
Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the..., Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws...
accounting, regulatory monitoring and reporting, service provider oversight and serves as the single point of contact... reconciliations, daily corporate actions, NAV Reconciliations, failing trades, standard/non-standard reporting deliverables...
Job Description: Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the..., Compliance assesses the firm's compliance, regulatory and reputational risk; monitors for compliance with new or amended laws...