Assessments process which report on the regulatory risks and controls in place. Build strong and collaborative working... the Compliance team by undertaking ad-hoc compliance-related activities such as regulatory information requests...
matter expert for the Compliance Department in relation to Optiver's FICC business. Provide trading floor and regulatory... regulatory framework as applicable to the business. Lead or contribute to inquiries from regulators and exchanges. Support the...
will focus on all aspects of Financial Services Regulatory, advising a diverse range of regulated clients... in all aspects of FS Regulatory, including in inspections, investigations and enforcement. Candidates from NQ up […]...
standards and controls as required Respond to external changes in the regulatory and legislative environment including liaison... with regulatory and technical bodies (e.g. Lloyd’s PRA, CBI, Pool Re, ABI, Insurance Ireland, ELTO together with the relevant...
effectively, ensuring compliance with regulatory requirements and adherence to ESG principles. Stakeholder Engagement... Cultivate and maintain relationships with private equity investors, regulatory authorities, and industry stakeholders. Act...
Key Duties (Including but not limited to): Support the assignment of regulatory reporting responsibilities, monitor..., and embedding policies, procedures, processes, systems, and controls to ensure compliance with applicable regulatory requirements...
in accordance with the charity’s internal financial controls and all legal regulatory requirements are complied with. The role... Manchester and Milton Keynes. You may have experience in areas such as such as: Finance Officer, Income Officer, Rent Income...
Collaborate with team members to drive strategic decisions Ensure compliance with regulatory requirements Present findings... in LondonThis role will report directly to the Chief Investment Officer. A successful Quant Analyst should have: ü A degree...
and Compliance strategic plan. To be accountable for the prescribed regulatory responsibilities for the Risk and Compliance... and maintenance of the Compliance team within agreed risk and regulatory standards. Our Company values are expected to be reflected...
EMEA Chief Operating Officer and GlobalLink Regulatory and Governance manager as well as various teams throughout the... include: Providing day-to-day support to the GlobalLink EMEA COO and GlobalLink Regulatory and Governance Manager...
Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)’s Testing team responsible..., executing, and reporting of compliance testing reviews and compliance and regulatory issue validation activities for a component...
. Working closely with the Head of Commercial Operations and the Chief Commercial Officer, the role will be focused...: A final interview with Hometrees Chief Commercial Officer. (30 minutes) Perks of the job We have an ever expanding list...
you. Allocated Compliance Officer: Benefit from the support of an experienced compliance officer, ensuring all legal and regulatory...
in geographically dispersed and highly varied product base. Expertise in process design and control. Regulatory framework... and requirement: awareness and understanding of the regulatory framework in which the firm operates and the regulatory requirements...
heart of all we do. The Finance function is led by the Chief Financial Officer and comprises three specialist, centralised... activity (group, statutory and regulatory) with the goal to produce high quality reporting materials, on time and reflective...
better decisions, stronger assurance, and improved outcomes for residents. Reporting to the Chief Financial Officer, you'll.... Where you'll add value Governance Leadership Provide strategic direction on all matters of governance, regulatory compliance...
of EMEA Strategic Partnerships reports to the Chief Resilience Officer at FS-ISAC headquarters in the United States. The... institution regulatory processes. Experience with incident response, incident preparedness, business continuity, or related...
and Head of Implementation to ensure Board discussions and meeting agendas meet the strategic, vision and regulatory needs... and casting vision for the College's financial future. Accountable Officer for Higher Education Bodies, including Office...
parameters; Conduct focused risk deep dives as appropriate, or instructed by the Risk Director or Group Chief Risk Officer... and specifically ORSA and ICAAP experience. Experience and knowledge of the regulatory environment within the UK and internationally...