and regulatory compliance are critical to our organisation and are increasingly complex. To meet these challenges... accurate and reasoned opinions on a range of regulatory issues. Awareness and understanding of the following regulations...
alignment with regulatory requirements and industry best practices. Lead the conflicts of interest management program (personal... of integrity and regulatory adherence. Monitor emerging regulatory trends and advise on necessary policy adaptations. Prepare...
working with legal and compliance teams to ensure all contractual documentation meets regulatory standards. What sets...
, you will be responsible for ensuring that medication administration is in compliance with regulatory standards and company policies. The...
inspections and provide support for regulatory submissions Monitor sales order patterns for controlled drugs Completion... of customer questionnaires Manage customer bonafide checks Produce KPI metrics for Quality Management Review Regulatory...
requirements, policy and procedure updates, risk rating scorecard maintenance, regulatory inquiries, limit requests, and other ad...
, enhances staff and patient experiences, and complies with legal and regulatory frameworks. Working in close collaboration...
a variety of regulatory topics across all business areas (e.g. investment teams, operational functions, sales and marketing...) and periodic assurance testing, based on regulatory topics such as financial promotions, best execution, fund operation...
meets the regulatory requirements of the International Cricket Council, and also playing a lead role in combatting global... assurance around the separation between regulatory functions and the remainder of the ECB activities. To work as part of the...
outcomes achieved are managed within regulation, process and both protects the Bank and customers to ensure CHC meet regulatory...
within the company Keeping up to date with current best practice and regulatory requirements, including updating records...
of the organization's business resilience strategy.Ensure regulatory compliance and assist with the delivery of the business..., Excel, PowerPoint, Visio).Familiarity with ISO22301 or regulatory requirements related to operational resilience...
range of regulatory requirements to maintain licenses and protect Marex's reputation. Compliance and Compliance Officers play a crucial..., conduct regular audits, train employees on regulatory requirements, and implement policies and procedures to minimize non...
range of regulatory requirements to maintain licenses and protect Marex's reputation. Compliance and Compliance Officers play a crucial..., conduct regular audits, train employees on regulatory requirements, and implement policies and procedures to minimize non...
and maintenance of robust financial controls to guarantee compliance with regulatory requirements. Oversee the preparation of the...
and reporting to regulators. Ensuring compliance with the company's regulatory requirements under the FCA and any other relevant... regulatory bodies. Adhere to the operational risk framework for your role ensuring that all regulatory or company determined...
Direct Reports: None Type of Role: Remote Reference Number: 7822 The Team Risk management and regulatory compliance... to analyse medium to high difficulty legal issues and produce accurate and reasoned opinions on a range of regulatory issues...
Assessments process which report on the regulatory risks and controls in place. Build strong and collaborative working... the Compliance team by undertaking ad-hoc compliance-related activities such as regulatory information requests...
Compliance Risk Assessment rollouts and annual refreshes globally to report on the regulatory risks and controls in place... and wider Compliance team by undertaking ad-hoc compliance-related activities such as regulatory information requests...