on retail lending products according to the Bank’s risk appetite, market conditions, regulatory requirements and internal... guideline. Liaise with business units in developing credit criteria for new business initiatives. Perform regular monitoring...
adherence to industry-leading data management practices and compliance with local regulatory requirements. Develop and monitor... and operational models. Experience in establishing and monitoring data strategies and managing large-scale projects is highly...
management, compliance and regulatory governance, and address any risk, audit and control issues where necessary. Act... Conduct Monitoring Program. Preferred skills In-depth knowledge of distribution operations, management, culture and sales...
management, compliance and regulatory governance, and address any risk, audit and control issues where necessary. Act... Conduct Monitoring Program. Preferred skills In-depth knowledge of distribution operations, management, culture and sales...
and regulatory requirements. Main Responsibilities: Set objectives to telemarketing staff and monitor their performance so... monitoring Review on working procedures of the telemarketing staff productivity and sales achievement regularly Provide...
on providing compliance (regulatory compliance, AML and surveillance) support to firmwide initiatives and projects, and maintaining... all relevant local regulatory requirements. Advisory Role: Advise senior management on compliance with applicable regulatory...
materials and the company website. Evaluate all marketing campaigns to ensure they comply with regulatory and compliance... requirements. Performance Monitoring: Supply management with regular reports on partnership and product performance, and track...
regulatory advisor, responsible for researching and monitoring of regulations, and helping establish global regulatory strategies..., Global Compliance, Regulatory and ISO Systems, the incumbent is part of Global Compliance Engineering team as global...
materials and the company website. Evaluate all marketing campaigns to ensure they comply with regulatory and compliance... requirements. Performance Monitoring: Supply management with regular reports on partnership and product performance, and track...
associated with the brokerage business. Position Responsibilities: Implement compliance/legal related control & monitoring... policies and procedures applicable to the brokerage channel, ensuring alignment with regulatory and company requirements. Work...
materials and the company website. Evaluate all marketing campaigns to ensure they comply with regulatory and compliance... requirements. Performance Monitoring: Supply management with regular reports on partnership and product performance, and track...
added advantage Relevant subject matter experience in financial crime in AML advisory, transaction monitoring, sanctions... and regulatory advisory expertise to devise engagement strategy Ability to competently advise on external financial crime...
of work (10%) Work with local team and manage all relevant government related approvals for compliance with the regulatory... for monitoring purpose (10%) Prepare and execute annual preventive maintenance programs for the portfolio of owned buildings (mainly...
and solution. Assist clients in on-boarding and KYC documents. Conduct monitoring and training to uplift service quality. Handle... with SFO, Codes and other compliant / regulatory requirements is a plus. All applications applied through our system...
compliance team that partners with internal teams to design, develop, implement, execute and monitor screening and monitoring... business, including compliance policies, procedures and guidelines. Reviewing emerging regulatory and compliance requirements...
and procedures. Monitoring regulatory developments, analysing their business impact and updating policies and procedures to reflect... and regulatory requirements. Proactively identifying current/potential compliance issues and ensuring these are appropriately...
monitoring mechanisms, and propose enhancements based on regulatory requirements. Evaluate and improve monitoring strategies... and Mainland China regulatory frameworks. Job Description Analyze the bank's cybersecurity landscape, review existing...
OSL Group is looking for a Compliance Officer focusing on AML / CFT review, analysis and risk monitoring as well... monitoring on accounts and transaction flows Conduct market surveillance and monitor for alerts in relation to the company...
/legal related control & monitoring policies and procedures applicable to the brokerage channel, ensuring alignment... with regulatory and company requirements. Work with internal departments, including compliance, legal, risk management, operations...
activities, including PA trading and conflicts Regulatory reporting – Ensure and track compliance with relevant regulations... management and regulatory agencies on the Company’s overall compliance framework Trade surveillance – pre and post-trade...