monitoring tasks. eg. event trigger reporting Identify compliance and internal control issues from the AML perspective... and measures with reference to the result of monitoring and inspection Investigate and review internal control weaknesses...
and implementation of data quality monitoring, data standards, data governance tools and adoption requirements across the bank and define... from recognized establishments in financial services and/or banking sector; Experience in establishing and monitoring of data...
and employee benefit deals, including assumptions, pricing, and monitoring of the portfolio performance Appropriateness... Appetite & insurance risk limits monitoring process by engaging in more technical discussions at the working level...
consultancy and advisory, M&A, IPOs, internal control reviews, taxation, fraud investigation and regulatory compliance services... in all aspects of audit engagements including planning, administration, staff scheduling, execution and closely monitoring engagement...
, and enhance key monitoring reports to drive automation of monitoring indicators. Job Requirements: Bachelor's degree... local and mainland Chinese enterprises in Hong Kong. Familiarity with Hong Kong regulatory policies and able to understand...
. Job Responsibilities Monitor and analyse day-to-day risk monitoring reports and perform ad hoc analysis as and when required Perform... interest rate risk stress test, both for regular, regulatory requirement or ad Hoc stress testing, and regular review...
. Handling and monitoring daily bond corporate action (e.g. Coupon, Early Redemption, Put Option, Default, etc). Processing... Clearstream & Euroclear instructions, and monitoring fail settlement and exceptions. Performing trade and position reconciliation...
approvers Ensure the compliance of regulatory requirement as well as credit policy guidelines in credit assessment Support... monitoring of risk appetite indicators and policy update of the center Collect, monitor and analyze Facility risk information...
company. We're a team of risk-minded problem solvers who advise the business on the company's regulatory obligations... in a compliant way, and protecting the company from financial, regulatory and reputational risks. Our team consists of seasoned risk...
calculations, and tax-related disclosures for financial statements and regulatory filings. Tax Compliance: Oversee preparation.... Collaborate with internal stakeholders and external tax advisors to develop and implement monitoring and accurate and timely...
knowledge of loan processing, procedures, and relevant regulatory standards. Experience in credit control and monitoring...
implementation and continuous optimization of credit policies. Market and Regulatory Dynamics Monitoring: Monitor market trends... policies that align with the company's risk management objectives and regulatory requirements. Data Analysis and Risk...
Owners. To implement appropriate internal controls and operating risk management/monitoring processes and procedures.... Regulatory & Business Conduct Display exemplary conduct and live by the Group’s Values and Code of Conduct. Take personal...
monitoring of existing products. Management of the alternative investment products governance policies. Work closely... and requirements to obtain all necessary approvals. On-going monitoring of existing investments to ensure the products meets...
its staff members. Responsibilities: Responsible for managing and monitoring the operations of the Remittance Centre... in remittance with solid knowledge in payment execution and monitoring transactions with Anti-Money Laundering matters...
and UAT Collaborate with relevant stakeholders in reviewing the financial markets master agreement and regulatory margin... related documents Assist in monitoring and ensuring the operations of the department fully comply with the Bank's policies...
/ additional control and monitoring responsibilities, ensure no gap on transactions processed. Handle enquiry from PvB and GBS Ops... on all exceptions according to bank policies and DOA. To agree with GBS Ops, extra / additional control and monitoring responsibilities...
transaction monitoring and business review to ensure adherence to internal/ external requirements Identify possible compliance... of regulatory and compliance especially in corporate banking business, AML and credit related aspects Excellent interpersonal...
. Job Description Oversee and manage the AML Transaction Monitoring and Fraud Risk Management team to ensure effective detection, investigation... transaction monitoring policies, procedures, and controls. Conduct regular risk assessments and enhance transaction monitoring...
; To assist in overseeing evaluation and monitoring of performance of MPF investment funds; To perform research, fact-finding... and data/statistical analysis on developments of financial markets and regulatory reforms; To establish, maintain and update...