all operational, administrative, and compliance functions within the team are being carried out in accordance with regulatory standard...
us as one of the Top Organizations for Women. Key Skills: Knowledge of Information Security Standards along with Regulatory... Compliance Understanding [Information Security Governance, Risk and Compliance (GRC), ISO 27001, SOC2, GDPR, DPDA], Risk...
centric environment where team members must continually adapt to changes in the business, markets and regulatory environment... root cause analysis. Mitigate MNPI risk through maintaining accuracy in communications with the respective compliance...
: Global Markets, Asset & Wealth Management, Global Investment Research, Platform Solutions, Compliance & Legal, Engineering..., external and regulatory events, business and technology updates. QUALIFICATIONS Qualified Chartered Accountants...
. Join an innovative, vibrant team that includes credit risk, operational risk and compliance professionals, modelling and portfolio risk... workshops, to provide insight and advice, ensuring appropriate consideration of operational risk and compliance issues Event...
adherence to all Compliance policies, procedures and regulatory obligations Support team manager in day-to-day oversight... looking to apply their due diligence skills while also learning about the changing regulatory landscape. As part of our Investment Banking (“IB...
with management to ensure all operational, administrative, and compliance functions within the team are being carried out... in accordance with regulatory standard methodologies. Qualifications ● Bachelor’s degree in Computer Science or related...
accuracy of custodial investor account reconciliations and compliance with relevant statutory pronouncement and investor... agreements. Complete all custodial investor account and advance account reconciliations as per the timelines defined, Compliance...
with stakeholders on QA status and metrics Drive continuous improvement in QA processes Ensure compliance with regulatory standards...
, administrative, and compliance functions within the team are being carried out in accordance with regulatory standard methodologies...
compliance with contractual agreements and regulatory requirements Tax Management: Perform accounting activities related..., responding to inquiries, and ensuring compliance Financial Tasks: Handle various financial tasks, including cost bank bookings...
compliance with contractual agreements and regulatory requirements Tax Management: Perform accounting activities related..., responding to inquiries, and ensuring compliance Financial Tasks: Handle various financial tasks, including cost bank bookings...
, including asset specifications, configurations, and documentation. Ensure compliance with regulatory requirements, industry... audits to demonstrate compliance with asset management policies and regulatory requirements. · User Training...
of functional areas, including Portfolio Management, Trading, Operations, Legal, and Compliance Provide a superior level of service..., account restructures/terminations, and impact from regulatory changes. Requires managing tasks across various teams including...
activities, or offering analytical and regulatory compliance support, our work contributes directly to the firm's success. The... in compliance with the regulations governing transactions in the financial markets. OUR IMPACT We're a team of specialists...
Supporting the divisions to ensure compliance with the firms Vendor Management (VM) programs Understanding of well recognized... risk management frameworks and a proven track record of implementation Working knowledge of the regulatory landscape...
with product, operations, compliance, and legal teams to ensure regulatory adherence. The role will also provide the opportunity... Compliance management Quickly grasp complex concepts, including global business and regulatory matters Confidence in expressing...
IT experience in the retail industry (Preferred) Experience in compliance and/or regulatory related area (audits... and reviewing metrics, monitoring programs for compliance, and performing risk assessments, and working with others to implement...
, growth, compliance & business finance to bring new products and features to market Develop in-depth domain knowledge... and escalations from different stakeholders. Interface financial institutions like NPCI and regulatory bodies for last mile...
and analysis. Develop and document data management procedures and ensure data compliance with internal policies and regulatory...