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Keywords: Regulation and Compliance Manager, Location: London

Page: 2

Senior Compliance Analyst - 12 Month FTC

Manager to provide conduct risk metrics Assisting in the production of compliance MI and reports Keeping an up... investment management across asset classes Good understanding of UK and EU regulation and of compliance and conduct risk...

Company: Legal & General
Location: London
Posted Date: 15 Jan 2025

Senior Compliance Analyst – 12 Month FTC

Manager to provide conduct risk metrics Assisting in the production of compliance MI and reports Keeping an up... investment management across asset classes Good understanding of UK and EU regulation and of compliance and conduct risk...

Company: Legal & General
Location: London
Posted Date: 14 Jan 2025
Salary: £43500 - 69000 per year

Head of Compliance Monitoring

you balance your work and home life. Join the Close Brothers Compliance Monitoring team where you will lead a team responsible... for developing and executing a programme of compliance monitoring and assurance activities across the deposit taking, lending...

Location: London
Posted Date: 14 Jan 2025

Compliance Technician

supporting the Head of Compliance and Compliance Monitoring Manager with general compliance activities across the Group and co...-ordinate regulatory returns. Key responsibilities Assisting the Head of Compliance and Compliance Monitoring Manager...

Company: IQUW Group
Location: London
Posted Date: 12 Jan 2025

Compliance Technician

supporting the Head of Compliance and Compliance Monitoring Manager with general compliance activities across the Group and co...-ordinate regulatory returns. Key responsibilities Assisting the Head of Compliance and Compliance Monitoring Manager...

Location: London
Posted Date: 12 Jan 2025

Compliance Technician

supporting the Head of Compliance and Compliance Monitoring Manager with general compliance activities across the Group and co...-ordinate regulatory returns. Key responsibilities Assisting the Head of Compliance and Compliance Monitoring Manager...

Company: IQUW
Location: London
Posted Date: 12 Jan 2025

Compliance Officer

will report directly into the Compliance Manager, where you will be supporting the wider compliance team alongside 2... business on the challenges and changes to regulation. Assist in preparing compliance reports and documentation. Participate...

Company: BCT Resourcing
Location: London
Posted Date: 25 Dec 2024

PGIM European Services Ltd | Junior Compliance Analyst

A GLOBAL LEADING ASSET MANAGER WITH A DIVERSE & INCLUSIVE CULTURE As the Global Asset Management business... of a dedicated team that’s investing in your future by shaping tomorrow today. At PGIM, You Can! What you will do PGIM Compliance...

Location: London
Posted Date: 18 Dec 2024

Compliance - Marketing Compliance Senior Associate, based in London

Serve as a member of the Marketing & Communications Compliance (“MCC”) team responsible for providing advice... of marketing materials. In addition, the role will provide Compliance input to new marketing initiatives, and oversight in relation...

Company: TIAA
Location: London
Posted Date: 06 Dec 2024

Analyst - Compliance Advisory

In this newly created role, the incoming hire will work as a key member of the Compliance Advisory team, supporting the... Responsibilities Support the Advisory Manager in providing the business with advice in line with FCA and other regulatory...

Location: London
Posted Date: 05 Dec 2024

Cyber Security PMO Manager

80013 - Cyber Security PMO Manager This Cyber Security PMO Manager will report to the Cyber Security Portfolio Lead... and will work within Strategy Regulation and Support Services directorate based in our London office. You will be a permanent...

Posted Date: 25 Jan 2025
Salary: £85000 per year

Regulatory Change & Control Manager | S3 | SCIB

Regulatory Change & Control Manager | S3 | SCIB Country: United Kingdom Interested in part-time, job-share... within the Regulatory and Control Team as a Regulatory Change & Control Manager. As a Regulatory specialist in MIFID...

Company: Santander
Location: London
Posted Date: 24 Jan 2025

Customer Experience Manager

below will be delivered jointly with the existing CX Manager. Duties:- To develop and maintain all customer journeys for each customer... and provide assessment on regulatory changes that impact compliance requirements and service standards. This includes reviewing...

Company: Gi Group
Location: London
Posted Date: 24 Jan 2025

Senior Manager, Traded & Quantitative Risk, Financial Risk

management in leading financial institutions. As a Senior Manager, you will play a crucial role in supporting our clients' risk... management strategies, ensuring compliance with evolving regulatory standards, and contributing to the overall stability...

Company: Deloitte
Location: London
Posted Date: 23 Jan 2025

Manager, Regulatory AML, Financial Crime

Manager, Regulatory AML, Financial Crime EY is on the lookout for a Manager to become a part of our Financial Crime... regulation The ability to articulate the impact of UK AML/CTF/CPF and sanctions regulations on firms and effectively implement...

Company: EY
Location: London
Posted Date: 23 Jan 2025

Manager, GRC Process Control, Controls Advisory, Technology and Transformation

risks and compliance requirements through driving efficiency, effectiveness, and modernisation of their control environment... to achieve better business outcomes. We focus on increasing our client's confidence in their compliance and control whilst...

Company: Deloitte
Location: London
Posted Date: 23 Jan 2025

Manager, S4 HANA Roles & GRC Access, Controls Advisory, Technology and Transformation

As S/4 HANA Roles & GRC Access Manager, you will lead and support our SAP Security and Governance, Risk, and Compliance (GRC... risks and compliance requirements through driving efficiency, effectiveness, and modernisation of their control environment...

Company: Deloitte
Location: London
Posted Date: 23 Jan 2025

Senior Consultant - Manager, Banking Financial Resource Management

Insurance & Banking team ('AI&B') as a Senior Consultant or Manager. The AI&B Banking team, which operates under Deloitte... optimization and management, ensuring compliance with regulatory requirements and identifying opportunities for risk mitigation...

Company: Deloitte
Location: London
Posted Date: 22 Jan 2025

Registration and Nationality Team Manager

care. Role Overview: As a Team Manager, you will lead a team of skilled professionals responsible for managing the day... and administrative processes and ensuring accuracy and compliance. Customer Service: Handle complex queries, resolve complaints...

Posted Date: 22 Jan 2025

Mandarin speaking Job-Project Manager (Power Sector)-rj

Mandarin speaking Job-Project Manager (Power Sector)-rj £Depending on experience Permanent Central London... Job Title: Mandarin speaking Project Manager (Power Sector) The Skills You'll Need: Fluent Mandarin and English, solid Project...

Company: People First
Location: London
Posted Date: 22 Jan 2025