Conduct research of new/updated local laws and regulations in accordance with the Money Lendor Ordinance Assess potential... year of experience in Compliance or Audit works with exposure in Financial, Banking, Credit Card Background Sound business...
is a leading China bank and they are looking for KYC Review Officers to join their KYC support team. Responsibilities Conduct... and internal AML policies Conduct procedure reviews on an on-going basis and ensure adherence to regulatory requirements...
as necessary. Conduct ad-hoc portfolio reviews and prepare management information as required. Contribute to regulatory tasks... Counterparties (CCPs), and Municipal Banking and Markets. GMC is a growth area providing candidates with an opportunity to help...
Prevention Officer and Line Manager To ensure awareness and full compliance of all laid down rules, regulations, policies..., guidelines, procedures, practices and code of conduct imposed To assist Manager, Account Resolutions and Account Resolutions...
Manage, motivate, train and develop staff to ensure performance is optimized. Risk Management Conduct credit assessment... any suspicious activity to the Unit Money Laundering Prevention Officer and line manager. Governance Ensuring compliance with the...
are provided to clients consistently. Whenever opportunity arises, cross sell appropriate banking products to clients. Ensuring... everything complies with bank policies such as Code of Conduct, CDD, PDPO and Money Laundering Prevention. Business Achieve assigned...
activities align with prudent risk policies. Responsibilities: - Assess credit applications, conduct in-depth financial analysis... areas (e.g., Certified Credit Risk Analyst). - Proven experience as a Credit Risk Officer or in a similar role within the...
activities align with prudent risk policies. Responsibilities: - Assess credit applications, conduct in-depth financial... analysis, or related areas (e.g., Certified Credit Risk Analyst). - Proven experience as a Credit Risk Officer...
for the conduct of staff training on operational risk, strategic risk and reputation risk Take up ad hoc tasks assigned... in operational risk management or internal control of the banking industry acquired from sizable banks, Big 4 consulting firms...
and operation units Keep track on regulatory development and changes on AML/CFT/sanctions related matters and conduct gap analysis... report writing and presentation skills Good knowledge in banking systems and major operations such as remittance and trade...
emerging IT risks Conduct IT audit assignments and review IT systems to assess adequacy and effectiveness of internal controls..., preferably in banking industry or Big 4 experience is an advantage Knowledge of IT infrastructure, programming languages...
Club” Wealth Management Centres) in Hong Kong. It is engaged in commercial banking, investment banking and other financial... services, including those of securities, insurance and funds, with a focus on commercial and retail banking as well as global...
Conduct new account opening checking for document completeness, proper CDD/EDD and AML checks Seek the necessary approval... in handling corporate account opening documentation, KYC and related role in banking sector Knowledge on corporate customer...
among its staff members. Responsibilities: Handle incoming calls from customer hotline for banking and credit card enquiries... Centre Conduct warm calls to existing customers for follow-up and referral opportunities Requirements: Post-secondary...
and conduct investigation on alert-triggered and other intelligence led investigations related to AML and Fraud, including Credit... of Financial Crime Compliance or Chief Compliance Officer Job Requirements * Not less than 8 years (5 years for manager...
change of legislation and assess the impact on the operation and business of the bank Conduct legal research Supervise the... in banking industry would be an advantage Good knowledge in banking laws and regulations Good command of written and spoken...
Delivery teams. Coordinate and conduct UAT for building up new or enhancing existing data models. Maintain data documentation... from banking industry. Experience in solution implementation for data warehouse, financial data models and data analytics. Hands...
basis Act as a reviewer to conduct new account opening checking for document completeness, proper CDD/EDD and AML checks... experience in handling account opening process, review documents, and client profile maintenance in banking sector Sound...
Managers to review and monitor customers' portfolio and identify potential business opportunities Conduct joint calls... Participate in regular product/ sales compliance meeting and conduct regular meeting/ coaching workshops with staff as and when...
metrics, incidents, etc. Conduct regular security audits and risk assessments; identify areas for improvement with solutions... in banking or financial institutions. Knowledge of current technological development and trends. Self-motivated, problem...