. Regulatory Compliance : Ensure adherence to all SFC regulations and reporting requirements, including the preparation... Operating Officer (COO) to lead our operational functions and drive efficiency across the organization. Position Overview...
. Job Description Oversee the market risk and liquidity risk functions, ensuring effective risk measurement, monitoring, and reporting.Develop... and regulatory bodies to communicate risk assessments and strategic recommendations. Conduct daily monitoring and analysis of market...
with other control functions to manage regulatory risk issues and responses We are looking for Advanced degree in economics, finance...Job Description: Employer: DWS Group Title: APAC Chief Risk Officer Location: Hong Kong Job Code: #LI-ZL1 #LI...
of statutory and regulatory filing and reporting matters, including compliance with the Companies Ordinance and other relevant... and include but are not limited to fintech, internet finance, wealth management, asset management, investment banking, and virtual...
companies Prepare HKMA banking returns and other regulatory submissions Ensure reports produced are accurate and comply...: Degree holder in Accounting, Finance or related discipline Fresh graduates will be considered Relevant experience in the...
for commodity transactions, ensuring compliance with legal and regulatory requirements. Manage the payment process, coordinating... activities by providing market insights, data analysis, and administrative assistance. Collaborate with logistics, finance...
of regulatory requirements. Ensure reporting with internal stakeholders / peers are distributed on time. Ensure collaboration... for everyone We are looking for someone with: Bachelor’s degree in Accounting, Finance or Business with over 8 years’ relevant working experience, particularly in multiple...
. Job Description Prepare and review contracts for commodity transactions, ensuring compliance with legal and regulatory requirements. Manage.... Collaborate with logistics, finance, and compliance teams to ensure seamless execution of trading activities. Maintain accurate...
, regulatory review, FATCA and CRS reporting, etc Promptly response and provide solution on RM/CS enquiries Ensure stipulated... changing operating and regulatory environment. Engage in system enhancement and development project Assist in Audit...
Commission (SFC), communicate and maintain relationships with the Hong Kong Stock Exchange and regulatory authorities to ensure... license applications to the SFC, answering SFC inquiries, managing communications with the SFC, and regularly reporting the...
relevant processing/reporting are properly processed at pre-defined cut off, and to comply with regulatory and bank policy... University graduated / Degree holder in Banking and Finance or related disciplines 2-3 years hands-on experience on Corporate...
of securities, futures and precious metal, and we keep on expanding our business to the fields of corporate finance, asset... opportunity is offered to the right candidate to join us. Reporting to the Financial Controller, you will be responsible...
of securities, futures and precious metal, and we keep on expanding our business to the fields of corporate finance, asset... opportunity is offered to the right candidate to join us. Reporting to the Financial Controller, you will be responsible...
. You will play a critical role in ensuring compliance with accounting standards, regulatory requirements, and industry best practices... and regulatory requirements. Maintain effective relationships with clients, addressing their valuation-related inquiries, providing...
, regulatory review, FATCA and CRS reporting, etc Promptly response and provide solution on RM/CS enquiries Ensure stipulated... changing operating and regulatory environment. Engage in system enhancement and development project Assist in Audit...
and training to employees on compliance matters related Manage regulatory filings and reporting requirements to the SFC.... Conduct regular compliance reviews and assessments to ensure adherence to regulatory requirements and internal policies...
for project monitoring and reviewing, and risk reporting. 3.Complete monthly, quarterly and annual risk index calculations... risk control suggestions. 6.Assist clients in completing stress tests, regular reports, regulatory inquiries, and other ad...
for project monitoring and reviewing, and risk reporting. 3.Complete monthly, quarterly and annual risk index calculations... risk control suggestions. 6.Assist clients in completing stress tests, regular reports, regulatory inquiries, and other ad...
for project monitoring and reviewing, and risk reporting. 3.Complete monthly, quarterly and annual risk index calculations... risk control suggestions. 6.Assist clients in completing stress tests, regular reports, regulatory inquiries, and other ad...
/ reversal / reimbursement (through WPA) Supporting Finance reporting for data classification through cost centre & GL...Title: Business & Technical Specialist/Officer (Contract) Location: Hong Kong Position Overview: HK...