and strategic decision Ensure compliance with all financial and regulatory requirements, including tax filings, audit requirements...
statutory and regulatory requirements To assist Group Compliance Division in providing compliance advice and support to various... compliance matters, projects, compliance self-assessments, regulatory surveys/ reporting to the HKMA or other regulators...
and regulatory advisory expertise to devise engagement strategy Ability to competently advise on external financial crime... considerations (e.g. industry standards, industry guidance, regulatory appetite etc.) Ability to lead and advise on complex...
and other compliant / regulatory requirements is a plus. All applications applied through our system will be delivered directly to the...
discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g... through policies and procedures setting, new business development, regulatory compliance briefing and training...
Cases Case management with full accountability to prepare KYC/SOW to ensure fulfilment of HKMA AML/CFT regulatory... experience earned from int’l private banks/wealth management Understanding HKMA/AML/KYC regulatory knowledge Self-motivated...
development and administration of the C&B function including monitoring its compliance with relevant regulatory requirements...
, certifications and regulatory testing and manage related corrective actions Ensure product materials meet all regulatory...
the discrepancies; Monitor the operations are processed are in compliance with internal guideline and regulatory... knowledge in back office operations, regulatory requirements and operational risk management; Hands on experience in the...
, while adhering to established legal, regulatory and pricing standards and processes Present and manage complex commercial offers...
and business needs; Provide professional C&B guidance to junior team members and ensure the compliance with Company and regulatory...
do Conduct / lead regulatory compliance assessments for global and local financial institutions in meeting various regulatory... experience in 3 or more of the followings: HKMA regulatory compliance review (e.g. TM-G-1, TM-E-1, Outsourcing SA-2, CDP...
Reporting: Assist in the preparation of quarterly and annual financial statements, ensuring compliance with regulatory... team background Strong knowledge of IFRS, HKFRS, and local regulatory requirements. Excellent analytical and problem...
. Ensure each portfolio is managed in compliance with internal investment guidelines and regulatory requirements. Provide...
corporations (Type 1, 2, 4) in compliance with regulatory requirements. Perform month-end and year-end closing activities for FICC... with external auditors as needed. Stay updated on regulatory changes impacting financial reporting and implement necessary...
information in the baking industry and help develop new products. To comply with all regulatory requirements imposed... by regulatory authorities, and policies, standards, lending guidelines and procedures of the Bank. To perform regulated activities...
requirements, specifications, and features in alignment with market demands. Ensure products meet regulatory requirements... abilities to foster collaboration across departments. In-depth understanding of product development processes, regulatory...
and senior management Ensure compliance with regulatory requirements and professional standards Continually reassess internal...