, while adhering to established legal, regulatory and pricing standards and processes Present and manage complex commercial offers...
full compliance on any regulatory and legal requirements(DPC), e.g. medical code, occupational safety & health, clinical...
, contracts, company policies & regulations and other legal documents Advice business units on legal & compliance and regulatory...
consultancy and advisory, M&A, IPOs, internal control reviews, taxation, fraud investigation and regulatory compliance services... audit quality assurance reviews. Responsible for review and keep abreast of latest regulatory requirements...
portfolio management, trade execution and research; Monitor market trends, economic developments and regulatory changes... indicators are in compliance with internal limits and regulatory requirements. Articulate investment philosophy, process...
the reliability of the company's vehicles and equipment. Supervise the annual regulatory inspections, ensuring compliance...
and factories are compliant with Hong Kong's regulatory requirements Assist in the management of all engineering service contracts...
Dashboard and Fraud Maturity Model. Adhere to the AXA Group's and any local regulatory fraud monitoring policy and report fraud...
account opening services, conducting CDD and KYC checks Manage client follow-up and adhere to all Regulatory and Compliance...
and external parties, including solicitors, and regulatory bodies Supervise subordinate and support ad hoc assignments as assigned...
Manage client follow-up and adhere to all Regulatory and Compliance operating procedures Requirements: Bachelor's degree...
regulatory reporting for the Macau branch and Hong Kong Risk-Based Capital financial planning work (including but not limited... to achieve organizational objectives. Regulatory Reporting for Macau Branch: Oversee regulatory reporting, support the team in...
regulatory and compliance advice to front, middle, and back office teams. Liaise with local regulators, handle regulatory... and advice on AML matters. Ensure compliance with internal and external regulatory frameworks to avoid reputational, operational...
resources as well as the channels of the Group Perform tasks in accordance with regulatory and compliance requirements...
reporting regulatory environment in Hong Kong Solid experience in quality assurance review is a definite advantage Analytical... minded and able to work independently Held senior position in sizable professional accounting firm or regulatory...
knowledge on business and operation models of banking, with thorough understanding on the local regulatory environment.... Experience in GBA regulatory environment is perferable. Knowledge of data governance practices, business and technology issues...