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Keywords: Manager/Senior Manager, Regulatory Compliance (Asset Management), Location: Hong Kong

Page: 4

Assistant Manager, Remittance Operation

market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...

Posted Date: 30 Jan 2025

Assistant Manager to Manager, Risk Control & Support, Private Banking Department

market business. Chinese Mercantile Bank and ICBC Asset Management (Global) Company Limited, two wholly-owned subsidiaries... of ICBC (Asia), specialize in Renminbi services in mainland China and ICBC’s global asset management business respectively...

Location: Central, Hong Kong
Posted Date: 30 Jan 2025

Consulting-Financial Services-Technology Risk-Manager-Hong Kong

Technology compliance, licensing, governance setup, massive data storage and related privacy security, virtual asset... you will need to convey technical content in business language with senior management. You will also need to be a team player who...

Company: EY
Location: Hong Kong
Posted Date: 30 Dec 2024

Operation Manager - Venture Capital

management, compliance processes, drafting and updating compliance documents, training etc. in accordance with regulatory.... Job Description Regulatory Compliance: Liaise with the Hong Kong Stock Exchange, SFC and any other regulatory authorities in response to the...

Company: Michael Page
Location: Hong Kong
Posted Date: 04 Dec 2024

HSBC_ Senior Business Analyst (Securities Services Billing) (12m contract, 100K)

HSBC_ Senior Business Analyst (Securities Services Billing) (12m contract, 100K) Senior Project Manager / BA...: Continuously evaluates programmes/projects for financial and people risk and regulatory compliance and takes appropriate steps...

Company: Manpower
Location: Hong Kong
Posted Date: 25 Jan 2025

Transfer Agency, Senior Associate

in a management/supervisory capacity. About State Street What we do. State Street is one of the largest custodian banks, asset...Job Description Who we are looking for Provide management and direction of the team and its resources in order...

Company: State Street
Location: Hong Kong
Posted Date: 22 Jan 2025

Senior Analyst, Governance and Corporate Secretary

manager focused on delivering global investment management excellence and retirement services that investors can rely..., secretarial and related matters to ensure compliance with the applicable regulatory requirements as well as T. Rowe Price...

Company: T. Rowe Price
Location: Hong Kong
Posted Date: 06 Feb 2025

Company Secretary (Financial Service Sector - VP Level)

Ensure compliance with all statutory and regulatory requirements under [Applicable Laws and Regulations, e.g., Companies... authorities. Advise the Board of Directors and senior management on corporate governance best practices. Ensure timely filing...

Posted Date: 18 Feb 2025

Finance Director - EW

investment & management together with asset management etc, who is urgently looking for a Finance professional to the join the... and operational strategies for the group, monitoring control systems to ensure ongoing compliance of regulatory requirements...

Company: Classy Wheeler
Posted Date: 15 Feb 2025
Salary: HKD70000 per month

HSBC Premier Elite Director - Wealth and Personal Banking

a broad and relevant suite of wealth and retail banking capabilities: Asset Management, Global Private Banking & Wealth, HSBC... wealth management through best-in-class, mobile-first capabilities and exceptional people. Our international network...

Posted Date: 13 Feb 2025

Head of Underwriting - Hang Seng Bank (HK)

-maker on all life insurance products Providing sound and informed advice to senior management on establishing... and manuals in compliance with internal policy and external regulatory requirements Acting as a process and control owner...

Company: HSBC
Posted Date: 24 Jan 2025

HSBC Premier Elite Director - Wealth and Personal Banking

to our clients through a broad and relevant suite of wealth and retail banking capabilities: Asset Management, Global Private Banking... banking and world-class wealth management through best-in-class, mobile-first capabilities and exceptional people...

Company: HSBC
Posted Date: 04 Jan 2025

Global Banking & Markets, Goldman Sachs Electronic Trading (GSET) Electronic Execution Risk, Associate, Hong Kong

related to electronic trading Communicate trading risk analysis and control recommendation to senior management Assisting... in investment bank, hedge fund, or asset manager Familiarity with programming with Python and SQL. Knowledge of Q is a plus Major...

Company: Goldman Sachs
Location: Hong Kong
Posted Date: 08 Dec 2024