themselves as belonging to this designated group. Purpose Contributes to the overall success of the Audit Function globally ensuring... and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures...
themselves as belonging to this designated group. Purpose Contributes to the overall success of the Operations Audit Function, ensuring... and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies, and procedures...
themselves as belonging to this designated group. Purpose Contributes to the overall success of the Audit Function globally ensuring... and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures...
evolving demands of the US regulatory environment and heightened expectations of internal audit. This includes the coordination... regulatory requests, responses and meetings. Audit and Assurance: Together with the Director, US Functions IT and US Data...
/regulatory) / emerging risks / themes or systemic issues that may impact the risk assessment of the audit universe and the audit... / Machine Learning models as well as other new emerging areas such as Fraud, and their compliance with regulations, internal...
/regulatory) / emerging risks / themes or systemic issues that may impact the risk assessment of the audit universe and the audit... / Machine Learning models as well as other new emerging areas such as Fraud, and their compliance with regulations, internal...
for you to invest your career at CPP Investments. Job Description Reporting to the Manager, Compliance Monitoring - Public Markets... with associated internal frameworks and external regulatory requirements. The position will also assist in evolving compliance...
for you to invest your career at CPP Investments. Job Description Reporting to the Manager, Compliance Monitoring – Public Markets... with associated internal frameworks and external regulatory requirements. The position will also assist in evolving compliance...
. This position will work with the Senior Manager, Global Compliance Technology. WHAT YOU'LL DO: Assist in the development... regulatory inquiries, remediation, audit, and any other needs Attend industry conferences and calls, staying up...
Compliance Officer, NEI is responsible for overseeing compliance within NEI, an Investment Fund Manager, Portfolio manager... to regulatory inquiries, lead regulatory audit processes and respond to written regulatory requests Build team and individual...
and internal compliance policies Respond to regulatory inquiries, lead regulatory audit processes and respond to written..., NEI is responsible for overseeing compliance within NEI, an Investment Fund Manager, Portfolio manager, and Exempt Market Dealer...
as well as changing legislative/regulatory requirements. Develop and maintain compliance rules within order/execution management systems... (Bloomberg Compliance Manager or equivalent), investigating any and all pre- and/or post-trade flags triggered. Use intellectual...
with Manager, Global Payroll and Compliance in SOX audit process, ensuring strong process controls are implemented... and policies Collaborates with Manager, Global Payroll and Compliance to evaluate and analyze existing payroll policies...
with Manager, Global Payroll and Compliance in SOX audit process, ensuring strong process controls are implemented... and policies Collaborates with Manager, Global Payroll and Compliance to evaluate and analyze existing payroll policies...
participation in C360 Change Committee & CreditLens Governance Committee. Compliance to audit requirements and CCRA Job Aid... culture. As a Senior Manager, you assist the Director in managing workflows and coaching/training team members in providing...
participation in C360 Change Committee & CreditLens Governance Committee. Compliance to audit requirements and CCRA Job Aid... culture. As a Senior Manager, you assist the Director in managing workflows and coaching/training team members in providing...
, Collections, Model Validation and Governance, Technology & Data, Compliance and Audit. You will have access to both traditional... and compliance + audit to ensure effective governance, measurement & communication of model performance Accurately estimate impacts...
, Collections, Model Validation and Governance, Technology & Data, Compliance and Audit. You will have access to both traditional... and compliance + audit to ensure effective governance, measurement & communication of model performance Accurately estimate impacts...
and implements quality initiatives, ensuring adherence to UHN and regulatory standards, and addresses safety, compliance...: will be commensurate to experience Posted Date: November 5, 2024 Closing Date: November 12, 2024 Position Summary The Manager...
culture. Purpose: The Network Manager will oversee and manage a network of bank-approved Custodians, Depositories, and Tri..., you will: Network Manager serve as the primary relationship point of contact for bank-approved Custodians, Depositories, and Tri-Party...