and review regular compliance checkin Review and investigate Trade and Communication surveillance alerts Review legal...&compliance documents Review, revising and drafting internal manuals, policies and procedures to ensure in compliance...
Responsibilities Job Description: Develop and implement compliance policy and review program covering our equities... and futures businesses with particular emphasis on the compliance with the relevant rules and regulations in Hong Kong; Provide...
mining sector. Offer legal consultation and opinions for the company’s daily operations. Draft, review, and negotiate... internal legal policies and procedures. Ensure compliance with Hong Kong and international regulatory requirements, including...
controls and conduct risk assessment Provide daily advisory support on AML/CFT matters to first Line of Defense Review... Minimum of 10 years solid AML/CFT compliance experience, preferably with significant exposure in Authorized Insurers in Hong...
with other departments to assess compliance issues and address regulatory or business changes Develop, review, and enforce compliance... programs in line with bank policies and regulatory standards Conduct regular compliance reviews, investigate complaints...
and regulations. Answer enquires from different business units on ABC Compliance program. Review and provide comments... For more information about FWD Hong Kong, please visit . The Job Review day to day AML related enquires from different business units...
with the company's procurement policies and relevant regulations. 2)Monitor and review the compliance of procurement requests...: Job Description 1)Develop and optimize the company's procurement compliance management system, Ensure procurement activities comply...
and review regular compliance checkin Review and investigate Trade and Communication surveillance alerts Review, revising...Responsibilities: Oversee the general compliance Ensure daily operations comply with Hong Kong SFC...
mainland china office will assist in legal documentation review ad hoc compliance projects Profile bachelor degree...This role will report directly to the HK and China Head of Compliance whilst working with several colleagues...
transaction monitoring and business review to ensure adherence to internal/ external requirements Identify possible compliance... position. Responsibilities Act as first line of defense to advise business on compliance and control matters Conduct...
Regulatory Compliance professional to join their compliance team. Key Responsibilities: Develop and review compliance program... and perform internal investigation Develop, update and review policies, procedures and guidelines from the compliance perspective...
, compliance and conformance related matters including but not limited to ad-hoc audits and risk-based Audit; Initiate, plan... and evaluation of controls and assessing the impact of control deficiencies; Monitor and lead the review, provide guidance to peers...
aircraft introduction compliance Review of the aircraft's legal application before submission to HKCAD Establish and develop... an independent quality system to monitor compliance within the Aircraft Introduction Management section Liaise with ODA 183...
Job Description A Compliance generalist that collaborates with business units to protect the Company from regulatory... in implementing and advising on business initiatives that arise from evolving regulatory landscape. Review and monitor business...
Job Description: OSL Group is looking for a Compliance Officer in Hong Kong / Singapore. This role focuses... on providing compliance (regulatory compliance, AML and surveillance) support to firmwide initiatives and projects, and maintaining...
matters to first Line of Defense Review Enhanced Due Diligence (EDD) for high-risk clients Lead investigations...’s degree in Law, Business Administration or related discipline Minimum of 10 years solid AML/CFT compliance experience...
products meet quality standards for safety and compliance. Work with suppliers, laboratories, and internal teams to guarantee... reliability. Review essential documentation, including test reports and Material Safety Data Sheets (MSDS/SDS). Maintain...
matters to first Line of Defense Review Enhanced Due Diligence (EDD) for high-risk clients Lead investigations...’s degree in Law, Business Administration or related discipline Minimum of 10 years solid AML/CFT compliance experience...
and review regular compliance checkin Review and investigate Trade and Communication surveillance alerts Review legal...&compliance documents Review, revising and drafting internal manuals, policies and procedures to ensure in compliance...
/CDD/EDD regular AML/compliance review on high risk customer and STR Monitor money laundering suspicious transactions... and to make disclosures to local authorities where necessary and appropriate Support frontlines to accomplish AML/compliance...