among its staff members. Responsibilities: Ensure strict compliance with all legislation and guidelines pertaining to products... and compliance knowledge in bancassurance, Organized, responsible with good interpersonal skills, Good command of spoken...
Job Functions: Strategic Planning, Risk Management, Compliance Responsibilities: Design and prepare various routine monitoring... and compliance report for Global Markets operational risks. Follow up on various operational incidents and conduct independent...
Responsibilities Job Description: Develop and implement compliance policy and review program covering our equities... and futures businesses with particular emphasis on the compliance with the relevant rules and regulations in Hong Kong; Provide...
The ideal candidate should have both in-house and big-4 risk & compliance consultation experience. Responsibilities... committee to cultivate a welcoming culture on compliance adoption Oversee risk and compliance operation activities...
with other business units to review compliance issues in order to address and meet regulatory or business changes Develops, reviews... and enforces the compliance programmes in accordance with the policies and guidelines of the bank and regulatory bodies Conducts...
with us. Job Responsibilities: Provide regulatory advice and guidance on rules and regulations in respect of general compliance Handle complaint... cases with compliance issues, including liaising with regulators, ensuring the investigation is conducted appropriately...
Job Responsibilities: Conduct yearly IT compliance report , review and special projects Prepare IT audit reports..., present investigation findings and offer recommendations Evaluate the risk management, regulatory compliance processes...
. Come join us for the following position. Responsibilities Develop & implement an effective AML/CFT compliance frameworks across the... as high risk Stay informed the latest compliance and AML/CFT regulatory requirements, industry trends and any emerging...
management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff... training materials Assisting the team to deal with daily operations, compliance-related, operational risk and anti-money...
compliance of regulatory requirements in China and Asian countries Handle regulatory affairs and product registration Monitor... in quality assurance/ regulatory compliance preferably from pharmaceutical/ FMCG industry (food & personal care products...
a job, and an environment where you can be your true and authentic self, like at home. Job Purpose: To assist Group Compliance Division... in discharging the duties of ensuring the Bank’s compliance with rules, regulations and guidelines issued by regulatory bodies on e.g...
Job Descriptions Initiate, implement and manage internal audits, standards, compliance and conformance related... objectives, compliance tasks are properly achieved; Be responsible for developing specific audit related programs and relative...
F.5/Dip, 3-8 years Garment/Sundries/Handbag/Toys/Electronic/Kidswear/Baby Products/Factory Compliance/Human Right.../Product Safety/Environmental Health & Safety/Legal Compliance/ISO Compliance/Chemical Compliance/Document Control/Material...
Responsibilities Work with the Regional Head to develop and implement ethics and compliance initiatives across APAC..., including measures to drive compliance with the Code of Conduct, Anti-Corruption Policy, Competition Compliance Policy...
Attend to ongoing compliance requirements under the Companies Ordinance, Securities and Futures Ordinance and relevant... on licensing issues; Review and revise business plan for approval by regulators; Review and revise compliance manuals, policies...
Responsibilities Work with the Regional Head to develop and implement ethics and compliance initiatives across APAC..., including measures to drive compliance with the Code of Conduct, Anti-Corruption Policy, Competition Compliance Policy...
Manage the development and execution of ethics and compliance initiatives across assigned markets, including measures... to drive compliance with the Code of Conduct, Anti-Corruption Policy, Competition Compliance Policy, and other relevant...
The ideal candidate should have both in-house and big-4 risk & compliance consultation experience. Responsibilities... committee to cultivate a welcoming culture on compliance adoption Oversee risk and compliance operation activities...
Responsibilities: Provide a leadership of overall regulatory compliance for RD’s licensed subsidiaries, particularly... in traditional and virtual asset related ones. Lead and perform comprehensive compliance advisory, focusing on regulatory compliance...
Responsibilities: Provide compliance advice and support on AML matters to all business and operation units Perform...