Compliance Policy Framework Complaints Handling Conflicts Management (including PA Dealing processes) Responsibilities... Experience of dealing with various different stakeholders (Front Office, Legal, CoSec, Risk, IT, Finance, HR, etc) Desirable...
Complaints Handling Conflicts Management (including PA Dealing) Regulatory Interactions Regulatory Development (including... within a medium sized financial services firm Experience of dealing with various different stakeholders (Front Office, Legal, CoSec...
provided needs to be a seamless legal service to clients. The Personal Assistant role is expected to use a high degree of self... Earner / customer instructions Understand and comply with corporate standards. Constantly seek ways to improve operations...