and on occasion with Legal and Compliance in support of the Equity, Fixed Income, Prime Brokerage, Derivative Clearing Services...
data protection is maintained to legal obligations and to ensure data security is upheld according to corporate guidance...
. Collaborate with the Investment Management team, Technology teams, Design, Marketing, Legal, Compliance, and others. Manage...
, maintenance, and the generation of employee records in compliance with legal and organizational standards. Develop and maintain...
. Identify and mitigate potential risks in the supply chain. Ensure compliance with regulatory and legal requirements related...
activities comply with internal policies, legal requirements, and corporate governance standards.6. Coordination with Finance...
and policies. Manage vendor contracts, ensuring compliance with legal and financial requirements. Track and evaluate vendor...
. Collaborate with the Investment Management team, Technology teams, Design, Marketing, Legal, Compliance, and others. Manage...
-ordinate / participate in testing activities with Operations and Technology Work with Legal, Compliance, Technology...
and legal teams to escalate cases of persistent non-payment and assist in legal or arbitration processes.- Develop strategies...
, financial planning and analysis, tax, legal, operations, and other key analysts and managers throughout the company...
increasingly complex landscape of regulatory change. We work closely with Technology, Legal, Credit Risk, Compliance... by partnering with a number of divisions including Global Markets, Legal, Compliance and Operations to develop the most effective...
, Legal, PWM Operations and Product to ensure priorities are aligned with the team's elevated client experience. Define...
Processes: Assist with external audits and ensure compliance with audit requirements and reporting standards. Oversee Legal... survey has limited potential responses that you can select. For legal reasons, FalconX must use this language to align...
, execution and registration of leases, manage regional legal data base (digitization of leases, uploading on the portal..., etc., vary from state to state that make the decision-making process complex. Managing common legal regional teams to support...
team is seeking a motivated professional who is looking to work closely with CRMA, Legal and Deal Teams to execute updates... internal stakeholders across the firm including CRMA, Legal and Deal Teams transacting in Loans and handles sensitive MNPI...
, and other scenarios posing legal or regulatory exposure to our clients. Communicate findings clearly and concisely to a variety...
, conflicts of interest, organized crime, and other scenarios posing legal or regulatory exposure to our clients Communicate...
senior counsel and BU legal heads on compliances and assist in the periodic review of the policies to be updated / revised.... 2. Develop expertise on legal aspects of Data Privacy, Cyber Security, GDPR and ethical compliance Develop of legal...
Your Role: We're looking for a bright, energetic, and self-motivated person for our Legal Department to assist... to key stakeholders Work cross functionally with team members within and outside of the Legal team to align our practices...