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Keywords: Lead Compliance Officer, Compliance , Location: New York City, NY

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Chief Advancement Officer

Chief Advancement Officer Organization: National Dance Institute Location: In-Person - NYC Position Type: Full-Time... experience the transformative power of dance and music education. The new Chief Advancement Officer will be a strategic thought...

Posted Date: 10 Jan 2025
Salary: $175000 - 200000 per year

Lead Compliance Officer, Compliance & Risk Management

and building owners. Your Team: Reporting to the Chief Compliance Officer, the Lead Compliance Officer, will be a key member..., policies, and procedures. The Lead Compliance Officer may have the opportunity to help strengthen the office and agency...

Company: City of New York
Location: New York City, NY
Posted Date: 21 Dec 2024

Compliance Officer Senior

COMPLIANCE OFFICER SENIOR WHAT IS THE OPPORTUNITY? The Senior Compliance Officer within the Fair and Responsible... Banking Department is responsible for managing and maintaining assigned areas of the compliance program covering Fair...

Posted Date: 21 Dec 2024
Salary: $111408 - 189738 per year

Chief Compliance Officer, Associate Commissioner for Compliance & Risk Management

and building owners. Job Description: Reporting to the First Deputy Commissioner, the Chief Compliance Officer (CCO) will lead... autonomously. The Chief Compliance Officer's responsibilities will include: - Supervise, track, monitor, and maintain expertise...

Company: City of New York
Location: New York City, NY
Posted Date: 21 Dec 2024

Director of Compliance, Office of the Agency Chief Contracting Officer

selected candidate will report to an Assistant Agency Chief Contracting Officer, and lead a team of six contract managers... of the Agency Chief Contracting Officer within the Division of Finance is primarily tasked with overseeing, managing...

Posted Date: 21 Dec 2024

Compliance Business Risk and Control Governance Officer - VP (Hybrid)

The Business Risk and Control Officer is a strategic professional who stays abreast of developments within own field... after the execution of a process (QA). Support in dealing with Operational and Compliance Risk in accordance...

Company: Citigroup
Location: New York City, NY
Posted Date: 20 Dec 2024
Salary: $129840 - 194760 per year

Alternatives Compliance Officer

Job Description: Employer: DWS Group Title: Senior Alternative Compliance Officer (Senior AFC & Compliance Officer... of their coverage areas. The Senior AFC & Compliance Officer will support the Illiquids Alternative business lines in the Americas...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 19 Dec 2024
Salary: $117000 per year

Program Officer, US Partnerships and Compliance

Requisition ID: req56541 Job Title: Program Officer, US Partnerships and Compliance Sector: Grants Employment..., US Partnerships and Compliance on the RAI Resource Acquisition & Management team, the Program Officer, US Partnerships and Compliance...

Posted Date: 10 Dec 2024

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Vice President

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Origination & Advisory Corporate Title... and inspections Support the global compliance monitoring program by providing input on the framework documents and completing...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 07 Dec 2024
Salary: $125000 per year

Compliance Officer – Fixed Income Sales & Trading - Credit - Vice President

Job Description: Job Title Compliance Officer – Fixed Income Sales & Trading - Credit Corporate Title Vice... Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 06 Dec 2024
Salary: $125000 per year

Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates and FX - Vice President

Job Description: Job Title Compliance Officer – Investment Bank Compliance – Fixed Income Sales & Trading - Rates.../compliance training; assist the Business in implementing and documenting various supervisory/control mechanisms Participate...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 20 Nov 2024
Salary: $125000 per year

Managing Director- Compliance (Alternative Assets)

Chief Compliance Officer (CCO) functions. Responsibilities: Lead engagements for the development, implementation... of compliance policies and procedures - taking a proactive approach to ensuring policies are implemented Lead annual compliance...

Company: IQ-EQ
Location: New York City, NY
Posted Date: 12 Jan 2025

Associate Vice President, Investment Adviser Compliance

leadership of the Global Chief Compliance Officer, the Compliance and Regulatory functions are comprised of teams that operate..., but are not limited to: Actively engage with the Chief Regulatory Officer to assist in directing the Compliance function throughout the...

Posted Date: 11 Jan 2025
Salary: $140000 - 175000 per year

Compliance Executive for Self Clearing Broker-Dealer located in New York

to get a Series 7 and 24. Once again only Candidates that have 5 years' experience in the role of Chief Compliance Officer...cx Self-Clearing Broker Dealer seeks experienced Senior Compliance Individual with a minimum of 5 years of experience...

Company: AJ Consultancy
Location: New York City, NY
Posted Date: 02 Jan 2025

Compliance Director for Self-Clearing Broker-Dealer Specializing in Equity Trading Supervision Located in New Yor

to get a Series 7 and 24. Once again only Candidates that have 5 years' experience in the role of Chief Compliance Officer...Self-Clearing Broker Dealer seeks experienced Senior Compliance Individual with a minimum of 5 years of experience...

Company: AJ Consultancy
Location: New York City, NY
Posted Date: 30 Dec 2024

Fixed Income Compliance Advisor - Municipals and Rates

, procedures, and controls. Act as lead compliance officer for MSRB Rule G-37 political contributions. Manage global gifts...Job Summary Job Description What is the Opportunity? This role acts as Senior Compliance Officer primarily...

Posted Date: 20 Dec 2024

Governance Risk and Compliance Program Manager

Security Governance, Risk, and Compliance (GRC) Manager to lead and enhance the GRC function within the Global Information...Requisition ID: req56629 Job Title: Governance Risk and Compliance Program Manager Sector: Program Administration...

Posted Date: 18 Dec 2024

Head of Compliance, Americas

: The Head of Compliance, Americas will be responsible to lead the Americas compliance program, which encompasses Anti-Money... Laundering and Countering the Financing of Terrorism (“AML/CFT”), Economic Sanctions and regulatory compliance. The candidate...

Posted Date: 14 Dec 2024

Vice President, Compliance (KYC)

Officer, the Compliance Department is comprised of functionally aligned teams that operate collaboratively based on the Firm... and assisting in the development, design and update of the related KYC policies and procedures. The Ares Compliance Department...

Posted Date: 23 Oct 2024

Grants Finance and Operations Lead Officer

, Finance and Administration, the Grants Finance & Operations Lead Officer will lead the grants unit to ensure accurate... and timely tracking of WRC’s grants and sub-grants spending. The Lead Officer will also prepare budget proposals for grant...

Posted Date: 15 Nov 2024
Salary: $100000 per year