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Keywords: Investment Compliance Analyst, Location: London

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Investment Compliance Analyst

successful candidate will join their Investment Monitoring Team as a Compliance Analyst. This position reports directly to the Head.... ​ ​ Responsibilities: Monitor and review real-time alerts to ensure compliance with investment guidelines, resolving exceptions...

Location: London
Posted Date: 05 Feb 2025

Investment Analyst

Job Summary The Investment Analyst will be twofold in that it will; Asset Management & Investor Reporting: Assist..., and supporting investor communications The Investment Analyst will be a key member of the deal team once the opportunity has been...

Location: London
Posted Date: 10 Jan 2025

Senior Trading Systems Analyst, IT Investments

business in EMEA. This role supports portfolio managers, traders, compliance officers and other investment professionals... as well as reducing risk in the investment process. RESPONSIBILITIES The Senior Technology Analyst serves as a primary...

Location: London
Posted Date: 22 Dec 2024

Front Office Control Analyst Trainee (Investment 20/20 Program)

approach enables us to uncover what we believe to be the best global investment opportunities across alternative and core asset... defines our investment philosophy, but also how we run our business, what underpins our clients’ partnerships...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Front Office Control Analyst Trainee (Investment 20/20 Program)

approach enables us to uncover what we believe to be the best global investment opportunities across alternative and core asset... defines our investment philosophy, but also how we run our business, what underpins our clients’ partnerships...

Company: AXA
Location: London
Posted Date: 10 Jan 2025

Senior Compliance Analyst – 12 Month FTC

-term, sustainable value for our clients and partners. Job Description We’re recruiting for a Senior Compliance Analyst... of the end-to-end investment process. A good understanding of UK/EU regulation and of compliance and conduct risk...

Company: Legal & General
Location: London
Posted Date: 31 Jan 2025
Salary: £43500 - 69000 per year

Compliance Analyst

Exclusive Opportunity: (Senior) Compliance Analyst - Investment Management Specialist Location: London-based... services environment. The Role As a (Senior) Compliance Analyst, you will become the investment management compliance...

Company: IDEX Consulting
Location: London
Posted Date: 18 Jan 2025
Salary: £60000 - 82000 per year

Compliance Analyst

​About the job We are currently working on a Compliance Analyst search for a global asset management firm... investment teams with trade-related queries. Deliver compliance training across the organisation. Requirements...

Location: London
Posted Date: 16 Jan 2025

Senior Compliance Analyst - 12 Month FTC

-term, sustainable value for our clients and partners. Job Description We're recruiting for a Senior Compliance Analyst... investment management across asset classes Good understanding of UK and EU regulation and of compliance and conduct risk...

Company: Legal & General
Location: London
Posted Date: 15 Jan 2025

PGIM European Services Ltd | Junior Compliance Analyst

seeks a Junior Compliance Analyst to support PGIM Marketing Compliance. Based in London, this entry level role will be part... of a dedicated team that’s investing in your future by shaping tomorrow today. At PGIM, You Can! What you will do PGIM Compliance...

Location: London
Posted Date: 18 Dec 2024

Compliance Analyst Intern (12-month placement 2025-2026)

. Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated... with Microsoft Office such as Word, Excel & PowerPoint. · Keen interest in a career in Compliance, regulations and Investment...

Company: AXA
Location: London
Posted Date: 28 Jan 2025

Compliance Analyst Intern (12-month placement 2025-2026)

. Description of the department The UK Compliance Advisory team provides timely advise and support to AXA Investment Manager’s regulated... with Microsoft Office such as Word, Excel & PowerPoint. · Keen interest in a career in Compliance, regulations and Investment...

Company: AXA
Location: London
Posted Date: 28 Jan 2025

Compliance Analyst - 12 month FTC

firms offering expert discretionary investment management and financial advice through our sister company, Quilter Cheviot... of advice, investment platforms, multi-asset investment solutions and discretionary fund management which is listed on the...

Company: Quilter
Location: London
Posted Date: 23 Jan 2025

Senior Compliance Analyst

Collaborate and consult with internal stakeholders including Investment, Trading, Legal, Operations, ESG, Data and Client Services... processes as needed. Contribute to the review of legal documents and subsequent coding of logic-based investment guideline...

Location: London
Posted Date: 09 Jan 2025

Senior Compliance Analyst

primary purpose of this role is to provide compliance advice, oversight and training in respect of Janus Henderson Investors... EMEA distribution related activities, both retail and institutional. You will represent compliance in distribution matters...

Location: London
Posted Date: 20 Nov 2024

Manager, Prudential & Risk Management Investment Management & Wealth

assessment. The team typically partners with Investment Management and Wealth Management (IM&W) clients to provide advisory... To Your Industry), providing in depth skills and expertise and practical understanding of the requirements of Investment Management...

Company: Deloitte
Location: London
Posted Date: 09 Jan 2025

Commercial Finance Analyst

manages approximately $40 billion in marketing investment globally on behalf of its clients and provides strategic services... is looking for a proactive Commercial Finance Analyst to work closely with the Commercial Manager, Commercial Business Partner and accompanying...

Company: Mediabrands
Location: London
Posted Date: 06 Feb 2025

KYC Onboarding Analyst

Onboarding Analyst London - 4 days in the office Ebury has high standards when it comes to working with clients. We need... transactions this client would like to do via us. And this is where you come in! Role Purpose The Analyst is responsible...

Company: Ebury
Location: London
Posted Date: 06 Feb 2025

Market Risk Coverage Analyst

Job Description: Join JPMorgan Chase as part of our Risk Management and Compliance team, where you will play... Risk Coverage Analyst in the Market Risk team, you will be at the forefront of risk management, working closely with the...

Company: JPMorgan Chase
Location: London
Posted Date: 06 Feb 2025

Equity Capital Markets, Senior Analyst

EMEA Equity Capital Markets Senior Analyst London The role of the ECM Senior analyst is to assist in provide... executed Managing the transaction process (compliance checks, committee approvals, liaising with research compliance...

Company: Citigroup
Location: London
Posted Date: 06 Feb 2025