to assist with the firm's financial and regulatory reporting duties and draft financial statements for approval by the Head... within the firm Assist with the monthly financial close process and external regulatory reporting process Coordination...
(i.e., claims with an expected or actual value in excess of $250,000) including (depending on training and agreement of the Head... advise your Head of or Group Head of Claims if any Beazley employee seeks to exert undue influence on you or any other team...
coverage for other non-bank financial institutions. The role, Vice President level, reports to the Head of Credit Services... Financial Industry Regulatory Authority (FINRA) and the Municipal Securities Rulemaking Board (MSRB). These entities provide...
Reporting directly to the Head of US Legal for the investment bank, the Director, Senior Counsel will be a key part... regulations. Coordinate with regulatory colleagues to address legal and compliance considerations. Draft, review and negotiate...
Reporting directly to the Head of US Legal for the investment bank, the Director, Senior Counsel will be a key part... closely with traders, the sales teams and origination teams to advise on compliance with legal and regulatory requirements...
and Reporting: Reports to the Head of Collateral Team Key Internal Contacts Legal Department, Back/MO Office, Front Office... across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial...
, un-economic or fraudulent) trading practices or operations · Legal and Regulatory Responsibilities - Comply... with all applicable legal, regulatory and internal Compliance requirements, including, but not limited to, the Local Compliance manual...
and Reporting: Reports to the Head of Collateral Team Key Internal Contacts Legal Department, Back/MO Office, Front Office... across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial...
, un-economic or fraudulent) trading practices or operations · Legal and Regulatory Responsibilities - Comply... with all applicable legal, regulatory and internal Compliance requirements, including, but not limited to, the Local Compliance manual...
and balanced judgments (and always within professional, ethical, regulatory and legal standards) motivate and inspire...Business Divisions Investment Bank Your role Are you a problem solver? Do you have strong analytical skills...
of suspicion of inappropriate (i.e. unusual, uneconomic or fraudulent) trading practices or operations · Legal and Regulatory... Responsibilities - Comply with all applicable legal, regulatory and internal Compliance requirements, including, but not limited...
financing capabilities against peer banks to the Head of JCB for the Americas, and other divisions/department of the bank... deal diligence process, including underwriting, rating assignment, credit approval, legal documentation, closing...
of suspicion of inappropriate (i.e. unusual, uneconomic or fraudulent) trading practices or operations · Legal and Regulatory... Responsibilities - Comply with all applicable legal, regulatory and internal Compliance requirements, including, but not limited...
of risks, liaising with other functions as necessary, including credit, liquidity, compliance, legal, and regulatory risks... from the revenue generating divisions of the firm and reports to the firm’s Chief Risk Officer and Global Head of TRM. The...
of risks, liaising with other functions as necessary, including credit, liquidity, compliance, legal, and regulatory risks... from the revenue generating divisions of the firm and reports to the firm’s Chief Risk Officer and Global Head of TRM. The...