will provide more details. Reporting into the Head of GFCD Design, Tuning and Optimization, this new position has been created..., etc. Familiarity of current compliance rules and regulations of the FRB, SEC, OCC, FATF, FinCEN, OFAC, and familiarity with USA PATRIOT...
Communications Surveillance team. Reporting to the Global Head of Communications Surveillance, the primary focus of this role... regulators (Federal Reserve Bank (FRB), Securities and Exchange Commission (SEC), Financial Conduit Authority (FCA), BaFin...
), international accounting standards (IFRS or IAS), tax requirements, SEC requirements, FERC requirements and other reporting... the best utilities in the nation. PPL’s companies are also addressing challenges head-on by investing in new...
As the General Counsel (Head of Legal & Compliance), you will lead the company’s global legal and compliance function... compliant. Lead compliance audits, internal investigations, and regulatory reporting. Establish internal policies, training...
), international accounting standards (IFRS or IAS), tax requirements, SEC requirements, FERC requirements and other reporting... ranking among the best utilities in the nation. PPL's companies are also addressing challenges head-on by investing in new...
and escalate to the Head of USWM Operations when necessary and provide the Head of US Wealth Management Operations updates... on a regular basis. The US WM Operation’s Chief Operating Officer will report to the Head of US Wealth Management Operations...
and benefit programs. Job Summary Reporting directly to the VP, Investor Relations & Assistant Corporate Treasurer, the... activities, shareholder engagement, and investor sentiment. Partner with the Head of IR to coordinate, manage and engage...
and NCAA, Conference and Texas Athletics NIL policies and procedures. Assists the Head Women's Basketball Coach, the... Associate Head Coach, the Assistant Coaches and other support staff members with other duties as assigned. Drive a UT or rental...
, financial reporting, and SEC disclosures with precision and compliance. Investor Relations Collaboration: Work closely with the... roadmap. Financial Reporting & Compliance: Partner with the Controllership team to oversee quarterly close processes...
that has dual reporting to the Head of the Centralized Review Unit (CRU) and the Associate Regional Risk Officer (ARRO). Finally...) Other licenses as required for role or by management Strong knowledge of SEC, FINRA Rules and Regs including Investment and Product...
in supporting Aon’s commitment to transparent and strategic communication with the investment community. Reporting directly to the... Global Head of Investor Relations, the Senior Director position is a strategic and high-impact role with direct engagement...
in supporting Aon’s commitment to transparent and strategic communication with the investment community. Reporting directly to the... Global Head of Investor Relations, the Senior Director position is a strategic and high-impact role with direct engagement...
TO: Head of Operations LOCATION: Onsite in NYC ABOUT THE COMPANY The A-CAP ( ) group consists of five life insurance... as an SEC registered investment advisor. As of 12/31/21, ACM manages $4.9B of assets. ACM aims to provide a cost-effective way...
TO: Head of Operations LOCATION: Onsite in Miami, FL (Brickell) ABOUT THE COMPANY The A-CAP ( ) group consists of five life... in April 2014 as an SEC registered investment advisor. As of 12/31/21, ACM manages $4.9B of assets. ACM aims to provide a cost...
in public utility accounting, SEC reporting and a working knowledge of Sarbanes-Oxley requirements Effective written and oral... the best utilities in the nation. PPL’s companies are also addressing challenges head-on by investing in new...
in public utility accounting, SEC reporting and a working knowledge of Sarbanes-Oxley requirements Effective written and oral... ranking among the best utilities in the nation. PPL's companies are also addressing challenges head-on by investing in new...
Qualifications: 3 years of experience in utility accounting, public accounting and SEC reporting, and a working knowledge... ranking among the best utilities in the nation. PPL's companies are also addressing challenges head-on by investing in new...
Qualifications: 3 years of experience in utility accounting, public accounting and SEC reporting, and a working knowledge... the best utilities in the nation. PPL’s companies are also addressing challenges head-on by investing in new...
of our services offerings Job Description Reporting to the US Head of Integration and Transformation, the Business Transformation... administration; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC...
, corporate accounting, tax, industry analysis and benchmarking, internal audits, SEC reporting and merger and acquisition support... spending budget Prepare monthly financial forecast for head count expense and project material spend Prepare quarterly...
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