Key Responsibilities: Manage and develop team members, overseeing work performed by outsourced operations teams... best practices, streamline operations, increase automation, and strengthen control frameworks. Perform daily middle office tasks...
of annual financial statements for a limited purpose broker-dealer entity Produce Ad-hoc analysis for senior business unit...HornBill's client, a world class financial services company in NYC is seeking an Executive Director - Head...
, and pending USD cash payments Qualifications: MUST have experience working at a Broker Dealer 1-4 years of operations...: $65,000 - $75,000 base salary + discretionary bonus Description: We are working with a leading international broker dealer firm...
: $65,000 - $75,000 base salary + discretionary bonus Description: We are working with a leading international broker dealer firm... looking for an Operations Associate. This individual will hit the ground running, working with direct trades and reporting directly to the head...
) will work within the Legal Department, reporting to the Executive Director and Head of the Technology, Operations...-Party Risk, Human Resources, Capital Markets, Nikko (broker dealer), and Corporate Services. In particular: Serving...
international banking organization with institutional trading & sales, investment banking, institutional broker dealer. A basic... client relationships and leverage broader Bank relationships, systems, and knowledge. Assist the Head of U.S. Compliance...
international banking organization with institutional trading & sales, investment banking, institutional broker dealer. A basic... client relationships and leverage broader Bank relationships, systems, and knowledge. Assist the Head of U.S. Compliance...
our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining and developing the best talent... operations provides a gateway between the UK and North America for financial institutions and large corporate clients, offering...
including the derivatives and broker dealer businesses. Based in the New York Metro area, IADA staff members perform various... as an independent, objective assurance and consulting function, designed to add value and improve Mizuho Bank’s U.S. operations...
requests. Qualifications:- Minimum 15 years of broker-dealer operations experience, including experience with an electronic... securities. To date, Prometheum has built multiple broker-dealers traversing novel areas and a large technology stack...
through our US broker dealer, Lloyds Securities Inc. Lloyds Bank is committed to attracting, retaining and developing the... York operations provides a gateway between the UK and North America for financial institutions and large corporate clients...
of Broker/Dealer and Market Making related compliance and risk management requirements & best practices Strong communication... Sales & Trading Vertical BCO's vertical level assessment Supports the head of the Nikko Securities America, Inc. strategy...
are completed. Individual at this level has some understanding of the firm's different businesses (bank, broker-dealer and leasing... managers, operations and the management of MUFG and affiliates including the head office and outer branches with emphasis...