Job Description: The Global Head of Consumer Compliance & Market Conduct Risk will be a key part of the Global... in effectively managing their market conduct and consumer compliance risks. Work closely with the Global Head of Compliance...
status quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance, Conduct & Operational Risk (CCOR... second-line coverage for compliance, conduct, and operational risk management oversight to the firm's central Data...
, Risk and Compliance. Job Responsibilities Working the Global Head of Mortgage Solutions, EMEA Head of Mortgage... in their mortgage and home equity lines of credit needs and a ~30 member global mortgage product. Global Mortgage Product The Head...
Improvement: Conduct risk assessments, compliance audits, and gap analyses to identify and mitigate regulatory risks. Drive... with the Legal Team to help provide strategic direction, leadership, and expertise to ensure compliance with global regulations...
of benefits to its employees. Role Description SMBC's Compliance Department is seeking a highly experienced Head of Americas... requirements. Conduct regular meetings with business unit management to proactively identify emerging compliance risks...
strong partnerships with colleagues in other IT application and control functions including legal, compliance, data security and risk...SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group...
strong partnerships with colleagues in other IT application and control functions including legal, compliance, data security and risk...SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group...
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