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Keywords: Global Head of Compliance, Location: New York City, NY

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VP, Global Advertising - Corporate Affairs

Global Head of Advertising, this role demands strategic planning, adept budget management, expert agency management skills..., opportunistic, non-investment grade credit, real assets and secondary funds, all on a global basis. Further information...

Company: Blackstone
Location: New York City, NY
Posted Date: 27 Sep 2024
Salary: $140000 - 200000 per year

Manager, U.S. Internal Control and Global Wholesale Operations - Audit

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...'s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas...

Company: Scotiabank
Location: New York City, NY
Posted Date: 31 Aug 2024
Salary: $85700 - 159100 per year

Manager, U.S. Internal Control and Global Wholesale Operations - Audit

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...’s strong U.S. presence provides our clients an important bridge to this key global market for trade and investment flows across the Americas...

Company: Scotiabank
Location: New York City, NY
Posted Date: 30 Aug 2024
Salary: $85700 - 159100 per year

Chief Compliance Officer

compliance with applicable regulations and consistency globally across Ripple's regulated entities Serve as Ripple's Global Head...THE WORK: Ripple is looking to hire a Chief Compliance Officer to lead the Company's global compliance efforts...

Company: Ripple
Location: New York City, NY
Posted Date: 06 Nov 2024

Vice President, Compliance (KYC)

oversees and manages Ares’ global regulatory compliance and ethics program. Under the leadership of the Global Chief Compliance... and Distribution, focusing on global marketing regulations as well as compliance for Ares’ registered broker-dealers; Regulated Funds...

Posted Date: 23 Oct 2024

VP - Tax Compliance Officer

Job Title VP - Tax Compliance Officer Job Description Working at Rabobank provides growth opportunities... will report directly to the Executive Director who reports directly to the Managing Director, Head of NA Tax. As Vice President...

Company: Rabobank
Location: New York City, NY
Posted Date: 19 Oct 2024
Salary: $160000 - 185000 per year

Director, Governance & Oversight (Financial Crimes Compliance)

to track remediation plans and monitor deadlines with relevant issue owner(s). Support Global Head of FCC Governance...Job Description: Director, Financial Crimes Compliance Governance and Oversight At BNY, our culture empowers...

Company: BNY Mellon
Location: New York City, NY
Posted Date: 03 Oct 2024
Salary: $125000 - 205000 per year

Compliance VP

, research, and marketing materials and for other compliance-related tasks. The role will report to the Global Head of Compliance... to join our global Compliance team. The Compliance Officer is responsible for ensuring compliance with SEC and other global regulations...

Company: MSCI Inc.
Location: New York City, NY
Posted Date: 29 Sep 2024

Senior Manager, U.S. Compliance Risk Assessment

the implementation of the U.S. Compliance Risk and Control Assessment (“CRCA”). You will also assist the Head... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...

Company: Scotiabank
Location: New York City, NY
Posted Date: 19 Sep 2024

Senior Manager, U.S. Compliance Risk Assessment

the implementation of the U.S. Compliance Risk and Control Assessment (“CRCA”). You will also assist the Head... culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment...

Company: Scotiabank
Location: New York City, NY
Posted Date: 18 Sep 2024

Employee Conduct Compliance Officer

a culture of compliance. CRM is part of Global Risk Management. Within CRM, the Governance, Customer Protection & Employee... Conduct Compliance team has the responsibility for the execution and oversight of MetLife's global customer protection...

Posted Date: 10 Sep 2024

Deputy Investment Banking and Regulatory Compliance Officer - Director

Job description Business type Types of Jobs - Compliance / Financial Security Job title Deputy Investment Banking and Regulatory... Compliance Officer - Director Contract type Permanent Contract Job summary Summary: The Conflicts Management Group (“CMG...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 07 Sep 2024

Deputy Investment Banking and Regulatory Compliance Officer - Director

and the management of conflicts of interest, MNPI and the proper functioning of information barriers. It is part of the Global... CMG function within the Investment & Corporate Banking Regulatory Compliance (“ICBRC”) group for CACIB worldwide. The...

Posted Date: 06 Sep 2024

Deputy Investment Banking and Regulatory Compliance Officer - Director

Job description Business type Types of Jobs - Compliance / Financial Security Job title Deputy Investment Banking and Regulatory... Compliance Officer - Director Contract type Permanent Contract Job summary Summary: The Conflicts Management Group (“CMG...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 06 Sep 2024

Privacy and Data Compliance Specialist - USDS

global privacy compliance framework (PCF), working closely with global legal, R&D, Privacy and Data Protection Offices (PDPO... perspective. Key Responsibilities: - Collaborate with global PDPO to ensure alignment with the global privacy compliance...

Company: TikTok
Location: New York City, NY
Posted Date: 31 Aug 2024

Investment & Trade Compliance Associate

My client is seeking an Investment & Trade Compliance Associate to assist their Global Compliance Team in the oversight... relevant regulatory and internal policies and procedures. Primary Responsibilities: Support the Head of Global Investment...

Posted Date: 14 Aug 2024

Head of Digital Solutions Technology Risk & Governance

) is an enterprise-shared technology service enabling people, functions, and divisions. We drive S&P Global to Power the Markets of the... that enable seamless experiences for our people and customers. The Impact: The Head of Technology Risk and Governance works...

Company: S&P Global
Location: New York City, NY
Posted Date: 25 Oct 2024

Head of DTS - Infrastructure Risk Management

growth and development for all team members. The Impact: The Head of DTS - Infrastructure Technology Risk Management.... Oversee the design, implementation and execution of internal controls to ensure compliance with regulatory requirements...

Posted Date: 18 Sep 2024

Head of Growth and Revenue Marketing

together for Kamp Kustomer each year. About the Role The Head of Demand Generation is responsible for developing... scaling B2B SaaS demand engines through multiple revenue stages in mature markets. Extensive experience engaging global...

Company: Kustomer
Location: New York City, NY
Posted Date: 09 Nov 2024

Head of Sales North America - Institutional Cash & Trade - Director

reports directly to the Global Head of Sales for Institutional Cash & Trade, with full responsibility for the sales...Job Description: Job Title Head of Sales North America, Institutional Cash & Trade Corporate Title Director...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 07 Nov 2024
Salary: $190000 per year