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Keywords: Financial Services Risk, Internal Audit Process and Controls- Banking and Capital Markets - Senior, Location: New York City, NY

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Senior Manager, U.S. Compliance Risk Assessment

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 18 Sep 2024

Senior Analyst, U.S. Finance & Regulatory Reporting, New York Agency - Audit

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 22 Aug 2024
Salary: $67400 - 125200 per year

Senior Analyst, U.S. Finance & Regulatory Reporting, New York Agency - Audit

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 21 Aug 2024
Salary: $67400 - 125200 per year

Operational Risk - AVP

Understanding of Corporate and Investment Banking as well as Capital Markets a plus Risk management, compliance, or audit... identification, process mapping, the RCSA, and internal control testing. Collaborate and work with NFR team members on new risk...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 12 Sep 2024
Salary: $90000 - 140000 per year

Operational Risk - Vice President

Understanding of Corporate and Investment Banking as well as Capital Markets a plus Risk management, compliance, or audit... identification, process mapping, the RCSA, and internal control testing. Collaborate and work with NFR team members on new risk...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 16 Aug 2024
Salary: $127500 - 180000 per year

Audit Manager

: Minimum 3-5 years covering Internal Audit in the Corporate and Investment Banking Business, GCIB (e.g. equity capital markets... years of internal audit, front office business control or compliance experience in financial services. Minimum 2 years...

Posted Date: 20 Sep 2024

Senior Manager, Head of Volcker Compliance

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 12 Sep 2024

Senior Manager, Head of Volcker Compliance

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 11 Sep 2024

Senior Manager, Regulatory Reporting

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 05 Sep 2024

Senior Manager, Regulatory Reporting

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... and the world. Global Banking & Markets provides a full range of investment banking, credit and risk management products...

Company: Scotiabank
Location: New York City, NY
Posted Date: 04 Sep 2024

Associate, Liquidity Methodology (Derivatives Specialist)

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group..., the Group offers a range of commercial and investment banking services to its corporate, institutional, and municipal...

Posted Date: 31 Jul 2024

Manager, Compliance Testing

Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating... range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs...

Company: Scotiabank
Location: New York City, NY
Posted Date: 12 Sep 2024
Salary: $85700 - 159100 per year

Manager, Compliance Testing

Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, operating... range of investment banking, credit and risk management products and services relevant to the financing and strategic development needs...

Company: Scotiabank
Location: New York City, NY
Posted Date: 11 Sep 2024
Salary: $85700 - 159100 per year

Regulatory Reporting Quality Assurance, AVP or Junior VP

reporting, regulatory reporting quality assurance, or internal audit Expert knowledge of process and control design, including... services industry Knowledge of a wide range of financial and banking products Excellent analytical and verbal/written...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 17 Aug 2024
Salary: $85000 - 145000 per year

Regulatory Reporting Quality Assurance, 2052a - VP

assurance or internal audit knowledge of regulatory reporting especially FR 2052a, LCR knowledge of financial and banking... such as regulatory reporting production teams, financial accounting teams, internal audit, data management office and IT. (3) support...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 17 Aug 2024
Salary: $114000 - 180000 per year

Regulatory Reporting Quality Assurance, Analyst / Associate

institution in performing financial and/or regulatory reporting, regulatory reporting quality assurance, or internal audit... Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 08 Aug 2024
Salary: $85000 - 90000 per year

Regulatory Reporting Quality Assurance VP

financial and/or regulatory reporting, regulatory reporting quality assurance or internal audit knowledge of regulatory... Americas employs approximately 3,500 professionals, and its capabilities span corporate and investment banking, capital markets...

Company: Mizuho Bank
Location: New York City, NY
Posted Date: 08 Aug 2024
Salary: $90000 - 180000 per year

Executive Director, Equity Derivatives Compliance

) regulatory rule requirements through proactive engagement and advisory services to CIBC’s US Capital Markets Equity and Equity... services to the U.S. Capital Markets business, which includes liaising with external regulators (e.g. FINRA, SEC, Federal...

Company: CIBC
Location: New York City, NY
Posted Date: 20 Jul 2024