- Regulatory Compliance, Consumer - Senior: This position could be located in NY (primary), IL, NC, MA, PA, CA. EY is the... Protection Bureau (CFPB)), or financial services organization Compliance Department Knowledge of regulatory expectations related...
Job Description & Summary A career within Regulatory Risk and Compliance services, will provide you with the opportunity to help companies... related to consumer financial products and services, i.e. credit cards, mortgages, and deposits; - Assessing, developing...
Job Description & Summary A career within Regulatory Risk and Compliance services, will provide you with the opportunity to help companies...Industry/Sector Banking and Capital Markets Specialism Conduct and Compliance Management Level Senior Associate...
institution programs, policies, and procedures for compliance with legal and regulatory requirements. Evaluating financial costs... of Financial Services is seeking candidates for the position of Virtual Currency Senior Analyst, SG-23, in the Virtual Currency...
system. The Department of Financial Services is seeking candidates for the position of Senior Compliance Specialist in... or practices. Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory...
, preferably in a governance or related role Knowledge and understanding of financial services, including regulatory landscape...'s most senior consumer related risk committee. The role plays a crucial part in ensuring the committee's adherence to firm policies...
management firm that provides a wide range of financial services to a substantial and diversified client base that includes... Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance...
and evaluating UDAP/UDAAP risk, in the financial services industry and working with consumer complaints, complaint oversight... and compliance committees. Job responsibilities include: Ensure an effective Consumer Practices (UDAAP) Risk Management Program...
Raymond James Overview One of the largest independent financial services firms in the country could be the place.... Raymond James provides financial services to individuals, corporations and municipalities through its subsidiary companies...
to regulatory requests. Prepare personnel (and senior management) for meetings with regulators, including drafting written... expertise in technology risk management, cybersecurity, or a related field, with a focus on regulatory compliance and risk...
, consulting, internal audit and/or regulatory agency examiner role within the financial services industry or a related control... reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management...
and written communication skills Ability to make, support, and defend difficult and complex regulatory/compliance decisions in... That Will Help You Excel Experience in providing legal, regulatory or compliance advice in connection with investment banking...
offerings and work closely with senior leaders of business units to plan a response. Adhere to applicable compliance... and interacting with regulatory agencies, including exam management and other regulatory affairs. For Banking Compliance related...
or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: The SPC Quality... initiated by supervisor or Senior Management Stay informed of related regulatory matters through Federal agency updates...
: financial institution legal and/or compliance departments; compliance consultant in the financial services industry; auditor... with relevant laws and regulations, including consumer protection; Facilitate the stability of the financial system of the United...
global or regional compliance, as well as the risks and regulations applicable to consumer-facing financial services...-your-customer requirements, and stored value facilities. Possess knowledge of sanctions and other financial crimes compliance rules...
That Will Help You Excel Experience in providing legal, regulatory or compliance advice in connection with investment banking... advisory engagements and transactions is essential Functional knowledge of Financial Industry Regulatory Authority (FINRA...
advisory services to the Credit business within FIC Sales & Trading; identify regulatory trends and developments that impact... Provide regulatory/compliance training; assist the Business in implementing and documenting various supervisory/control...
or our Trade Services, Commodities, Financial Institutions and Global Markets lines of business. Overview: The Compliance... compliance program (including consumer and regulatory compliance). In addition, the incumbent is responsible for performing QCU...
a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... of benefits to its employees. Role Description The Advisory Compliance team serves as a regulatory advisory function...