Find your dream job now!

Click on Location links to filter by Job Title & Location.
Click on Company links to filter by Company & Location.
For exact match, enclose search terms in "double quotes".

Keywords: Financial Services - Regulatory Compliance - Capital Markets - Senior, Location: New York City, NY

Page: 3

Market Risk Analysis & Reporting Director

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro...

Posted Date: 22 Nov 2024

Digital Markets Business Manager: Vice President, New York

of the different lines of business. As a Digital Markets Business Manager, you will be required to support three senior... & Investment Bank is a global leader across banking, markets, securities services and payments. Corporations, governments...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 21 Nov 2024

Manager, Compliance Testing

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business...

Company: Scotiabank
Location: New York City, NY
Posted Date: 12 Jan 2025
Salary: $90000 - 167200 per year

Manager, Compliance Testing

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business...

Company: Scotiabank
Location: New York City, NY
Posted Date: 11 Jan 2025
Salary: $90000 - 167200 per year

Head of Compliance Culture

of experience in compliance, risk management, human resources or project management within the financial services industry... a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group...

Posted Date: 08 Jan 2025

Compliance Control Room

a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group... Capital Markets, Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and Finance, Inc., Banco Sumitomo Mitsui Brasileiro...

Posted Date: 24 Dec 2024

Fixed Income Compliance Advisor - Municipals and Rates

report to senior business and functions management on compliance and regulatory developments and issue remediation. Manage... compliance experience required. Strong subject matter knowledge in U.S. securities regulation. Familiarity with Capital Markets...

Posted Date: 20 Dec 2024

Compliance Officer – Investment Bank Compliance – Origination & Advisory – Vice President

& Advisory business which focuses on investment banking advisory engagements and capital markets products and services, including... and written communication skills Ability to make, support, and defend difficult and complex regulatory/compliance decisions...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 07 Dec 2024
Salary: $125000 per year

Team Lead - AML Compliance FIU Analyst, Surveillance & Investigations

: Brown Brothers Harriman (BBH) is a premier global financial services firm, known for premium service, specialist expertise..., technology solutions and partnership approach to client management. Across Investor Services and Capital Partners, we work...

Posted Date: 20 Oct 2024
Salary: $80000 - 110000 per year

Compliance, Compliance Testing Group, Compliance Investigator, Associate

banking and markets businesses Experience in the financial services industry, either working for an investment manager...Job Description: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory...

Company: Goldman Sachs
Location: New York City, NY
Posted Date: 18 Oct 2024
Salary: $85000 - 140000 per year

Financial Crimes Unit - Economic & Trade Sanctions Sr Associate

Industry/Sector Banking and Capital Markets Specialism Conduct and Compliance Management Level Senior Associate... Job Description & Summary At PwC, our people in AML Risk and Compliance focus on maintaining regulatory compliance and managing risks...

Company: PwC
Location: New York City, NY
Posted Date: 15 Dec 2024

FS R&R Financial Risk – Financial Risk Transformation, Manager

Industry/Sector Banking and Capital Markets Specialism Financial Risk Management Level Manager... Job Description & Summary A career within Financial Risk and Regulatory services, will provide you with the opportunity to help business leaders...

Company: PwC
Location: New York City, NY
Posted Date: 14 Dec 2024

Financial Crimes Technology - AML and Data Analytics Sr Associate

Industry/Sector Banking and Capital Markets Specialism Data, Analytics & AI Management Level Senior Associate... following areas: Consulting in the financial crimes space and working in a regulatory environment; Managing compliance-related...

Company: PwC
Location: New York City, NY
Posted Date: 20 Oct 2024

Trust and Agency Services Sales Director

to join its Sales Team with a focus on covering a wide range of trust, agency, escrow, and related services provided to the capital... markets. In this capacity, you will build strong working relationships at a senior management level across business divisions...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 20 Dec 2024
Salary: $190000 per year

CFO - Confidential Healthcare Service Company

day-to-day financial operations, including accounting, treasury, and tax functions. Ensure compliance with regulatory... investment opportunities and capital allocation strategies. Work with other senior leaders to develop an annual budget and unit...

Company: TZP
Location: Manhattan, NY
Posted Date: 17 Dec 2024

Sales Director, Trust and Agency Services - Director

, agency, escrow, and related services provided to the capital markets. In this capacity, you will build strong working... opportunities as they arise Knowledge of the regulatory environment and the impact on banking services within the Corporate Trust...

Company: Deutsche Bank
Location: New York City, NY
Posted Date: 13 Dec 2024
Salary: $190000 per year

Securities Services - Product Manager - Associate

, capabilities, and skills: Experience in product or project management within financial services sector Strong attention to detail...Job Description: As a Product Management Associate within JPMorgan US Securities Services Off-Balance Sheet Liquidity...

Company: JPMorgan Chase
Location: New York City, NY
Posted Date: 06 Dec 2024

Global Rates Product Controller - Senior Associate

Controller - Senior Associate in the Corporate & Investment Bank, you will be responsible for overseeing the financial statements... Oversee financial statements and management reporting for Global Rates Line of Business (LOB) ensuring compliance...

Company: JPMorgan Chase
Location: Brooklyn, NY
Posted Date: 11 Jan 2025

Senior Manager, Quality Assurance, US Internal Control

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business...

Company: Scotiabank
Location: New York City, NY
Posted Date: 11 Jan 2025

Senior Manager, Quality Assurance, US Internal Control

culture. Global Banking and Markets Global Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment... offered by the Scotiabank Group. Be part of an innovative, Global Capital Markets and Investment Banking business...

Company: Scotiabank
Location: New York City, NY
Posted Date: 10 Jan 2025