Affairs to lead and manage firmwide strategy and engagement on AI and data regulatory issues with financial sector... reporting line to the firm's Head of Global Regulatory Affairs. The ideal candidate will be based in New York or Washington, DC...
. Qualifications: 6-10+ years of relevant experience financial services, regulatory engagement or consulting. Proven leadership...About the Team The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive...
of extensive experience within the financial services industry and regulatory reporting. In-depth knowledge of U.S. regulatory...The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up...
The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up... through the Global Head of Regulatory and Capital Reporting. The individual will enable remediation of critical gaps...
/dealer regulatory reporting role. FINRA Series 99 required, FINRA Series 27 is strongly preferred. Knowledge of Broker.../Dealer financial regulatory rules, specifically hands on experience with the proper application and preparation of the 15c3-3...
efforts. S/he will be responsible for performing financial data analysis for different regulatory reporting requirements... Management team supporting the development of new Regulatory reporting processes and changes required or improvements to existing...
on compliance and reporting obligations. Lead end-to-end regulatory change initiatives, from defining business requirements (BRDs... governing financial products (e.g., commodities), with hands-on experience in regulatory change projects. Strong analytical...
structures and processes-regulatory inventory, risk assessment, monitoring and testing, training, corrective action and reporting... Job Description & Summary A career within Regulatory Risk and Compliance services, will provide you with the opportunity to help companies...
Citibank, N.A. seeks a Regulatory Risk Senior Officer for its New York, New York location. Duties: Lead analytics.... Ensure compliance with existing regulatory requirements and respond to requests and follow-up questions from Auditors...
/dealer regulatory reporting role. FINRA Series 99 required, FINRA Series 27 is strongly preferred. Knowledge of Broker.../Dealer financial regulatory rules, specifically hands on experience with the proper application and preparation of the 15c3-3...
and submit internal and external reporting such as internal MI and regulatory filings to the regulator, ensuring accuracy... and the regulator. Stay up-to-date with regulatory developments and changes in the electronic money and financial services...
About the Team The Finance Regulatory Engagement & Oversight team works closely with stakeholders to drive... and execute end-to-end regulatory engagement and deliverables across Citi Finance activities, which span global Finance groups...
the regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This person... production monthly/quarterly reporting related to regulatory initiatives and topics the department is obligated to report...
the regulatory compliance oversight and reporting function for Markets and Enterprise Technology (MET) U.S. This person... production monthly/quarterly reporting related to regulatory initiatives and topics the department is obligated to report...
dots between regulatory and compliance expectations and data reporting infrastructure - from ETL development to source data... effectiveness of our regulatory & compliance reporting infrastructure Collaborate with key stakeholders (Accounting, Compliance...
III Readiness including Resolution Planning, Capital Requirements Directive, Regulatory reporting to CFTC and the SEC... for every future! Purpose Assists with the end-to-end lifecycle of U.S. and global regulatory and business driven projects...
III Readiness including Resolution Planning, Capital Requirements Directive, Regulatory reporting to CFTC and the SEC... for every future! Purpose Assists with the end-to-end lifecycle of U.S. and global regulatory and business driven projects...
, themes and trends. Understanding of financial markets and regulatory requirements for banking business. High attention...SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group...
therapies. Reporting to the SVP of Quality and Regulatory Affairs, the VP provides focused oversight of quality systems... local, national, and global communities we serve. Responsibilities: The Vice President, Quality and Regulatory Affairs...
, national, and global communities we serve. Responsibilities The Vice President, Quality and Regulatory Affairs leads... enterprise-wide quality, compliance, and regulatory initiatives in support of NYBCe’s Comprehensive Cell Solutions (CCS) business...