of the Financial Industry Regulatory Authority (FINRA) and the National Futures Association (NFA). The major responsibilities...Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group...
in the job offered, or in a related occupation in the Financial Services industry. Three (3) years of experience must include... and potential vulnerabilities, and recommending data risk mitigation strategies; Assessing data elements lineage from reporting...
) they do not conflict with the background screening requirements of the Financial Industry Regulatory Authority (FINRA) and the National...Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group...
, achieve sales & payroll goals, and complete workload. Review and interpret financial and operational reporting regularly... and could be subject to variation based on regulatory minimum wage requirements. Actual pay rates will depend on factors such as position...
opportunities for new products and services based on client’s financial goals Educate clients on digital and self-service... opportunities offered by Citi Adhere to bank policies, operational controls, and regulatory procedures to ensure the safety...
. Partnering, collaborating and working with other areas within Citi, as necessary. Keeping abreast of regulatory changes, new... and reporting control issues with transparency. Qualifications: Expertise of Compliance laws, rules, regulations, risks...
laws. Oversee corporate governance, regulatory filings, and necessary reporting for the US operations. Represent the bank... range of legal matters, including but not limited to commercial banking, real estate transactions, employment law, and regulatory...
successful execution of technology projects in Treasury, Financial Reporting, Procurement, and other financial-related business processes..., reporting, quality control, and data pipeline management, you will integrate and reconcile data between various financial...
End of Period SOI reporting Form N-PORT filings as well as other regulatory filings required for funds Transactions... records, financial statements, shareholder reports including subscriptions and redemptions, and tax reports; such records/data...
of Aflac Incorporated (Aflac). Aflac Global Investments (GI) located in New York's financial district and is the organization... compliance, including exposure to industry, company, financial, portfolio monitoring while using/maintaining large data sets...
’s Organization to provide input to regulatory reporting and engagement with regulators. Internal Audit Group to demonstrate.... Find your place in risk and analytics on #TeamAmex. The Regulatory Exam Lifecycle Management team (“RELM”) in Global Risk...
opportunities for new products and services based on client’s financial goals Educate clients on digital and self-service... opportunities offered by Citi Adhere to bank policies, operational controls, and regulatory procedures to ensure the safety...
of Aflac Incorporated (Aflac). Aflac Global Investments (GI) located in New York’s financial district and is the organization... compliance, including exposure to industry, company, financial, portfolio monitoring while using/maintaining large data sets...
with regulatory requirements and industry best practices. Additionally, you will manage the delivery of risk and control issues..., action plans, control processes, and preparations for audits and regulatory examinations. Job Responsibilities Design...
responsible for managing audit operations, quality, and standards; regulatory relations; reporting; training and professional... lifecycle and special reviews. Understanding of regulatory, accounting, and financial industry best practices relevant to the...
their overall financial reporting processes and to help them better understand their businesses. Continually inform clients... about accounting, financial and regulatory developments that may affect their businesses. ESSENTIAL DUTIES AND RESPONSIBILITIES...
including correspondence, relationship reviews, account documentation and sales reporting. Prepares reports for financial plans... support and product expertise for the financial planning business development, sales and service delivered by private wealth...
on the job, while supporting their financial well-being outside of the workplace. DailyPay is headquartered in New York... industry-leader in the fastest growing field in Fintech/Worktech. Reporting to the Senior Manager of Corporate Communications...
Job Description: At Bank of America, we are guided by a common purpose to help make financial lives better through...’ physical, emotional, and financial wellness, recognizing and rewarding performance, and how we make an impact in the...
in compliance initiatives, regulatory reporting, and risk assessments to enable more effective legal and compliance teams. Cross... contract lifecycle management (CLM), e-billing, regulatory compliance solutions, sanctions, and other legal and compliance tech...