in the CRD and FINRA systems and process all related documentation. Keeping track and assisting in the annual compliance...
to a rapidly changing business and technology environment Nice-to-have Current FINRA registrations Financial services...
, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services...
, and member of FINRA and SIPC, and Northwestern Mutual Wealth Management Company® (NMWMC) (Investment Advisory Services...
) FINRA Security Industry Essentials (SIE) (required within 90 days of passing the Life and Health Insurance exam. Failure... to pass exam/or no attempt to take exam will result in removal from LBE program) FINRA License Series 6 (required within 90...
and health licenses, SIE, FINRA Series 7 and 66 exams (other designations a plus) Results-driven, highly motivated, self-starter..., LLC, member FINRA, SIPC, (Equitable Financial Advisors in MI and TN) and affiliate, Equitable Network, LLC, are Equal...
's Degree Series 7 and 63 (FINRA) must be obtained within 4 months of employment. Sales and client service experience...