prevent overdue findings. Ensure compliance with Munich Re's Code of Conduct and FCA Conduct Rules. Support regulatory... with Delegated Authority models, oversight, and controls. Solid knowledge of the regulatory landscape surrounding insurance products...
professional, technical & career development training (delivered internally & externally) as appropriate Compliance with FCA..., volunteering – you’ll find like-minded people driving change at Howden. Aurum High Net Worth and Specialist motor Company: KGM...
staff risk Ensuring compliance with the company's regulatory requirements under the FCA Adhere to the operational risk... Marex Solutions, a division of Marex, is a specialist producer of tailored OTC derivatives and structured products...
staff risk Ensuring compliance with the company's regulatory requirements under the FCA Adhere to the operational risk... Marex Solutions, a division of Marex, is a specialist producer of tailored OTC derivatives and structured products...
, technology and operations supporting commercial functions and ensuring regulatory compliance... regulatory knowledge under the FCA framework in addition to a solid private practice grounding. Previous company secretarial...
, ensuring compliance with company policies and regulatory standards. Maintain accurate accounts payable records, including...As an Accounts Payable Specialist, you will be responsible for ensuring accurate and timely processing of financial...
with UK regulatory requirements, supervision and coordination of FCA applications for fund changes. In addition... in London. The successful candidate will be maintaining constitutional documents, ensuring compliance of Fund documents...
, including FCA rules and Lloyd's regulatory requirements. Willingness to continue professional development and expand technical... on the effectiveness of wordings. Ensure compliance with Contract Certainty Check Records and procedures using the LCC...
and safeguarding), regulatory capital, compliance policies/procedures and customer documentation, distribution and commercial... knowledge of the FCA rules is required and proven experience gained from working within a financial regulatory team A focus...
Guidelines, and relevant components of the FCA Handbook/ Approach Document; A track record delivering regulatory...'s views on a range of regulatory and reporting requirements, whether financial, operational or compliance in nature...
trading role including but not limited to Operations and Technology Ensuring compliance with the company's regulatory... requirements under the FCA, AMF Adhere to the operational risk framework for your role ensuring that all regulatory or company...
trading role including but not limited to Operations and Technology Ensuring compliance with the company's regulatory... requirements under the FCA, AMF Adhere to the operational risk framework for your role ensuring that all regulatory or company...
. We are looking for a senior employee relations specialist with financial services regulatory experience to take ownership for the delivery... and to help promote positive employee relations at the bank, ensuring compliance with its policies, regulatory obligations...
employee relations specialist with financial services regulatory experience to take ownership for the delivery of a specialist... relations at the bank, ensuring compliance with its policies, regulatory obligations and applicable employment laws Your work...
which demonstrates compliance with regulatory requirements. Ensure that any potential E&O cases are addressed in accordance... roles at a strategic level. Experience in compliance with regulatory requirements and changes in legislation. Excellent...
which demonstrates compliance with regulatory requirements. Ensure that any potential E&O cases are addressed in accordance... roles at a strategic level. Experience in compliance with regulatory requirements and changes in legislation. Excellent...
of Conduct At Hometree, we prioritise ethical conduct and regulatory compliance. As a regulated financial services organisation... & General Capital and specialist energy VCs 🏆 5 Acquisitions - We've expanded our operations by acquiring four key companies...
, our Customer Success teams, also known as our BeeKeepers, plus the Product, Resolution, Marketing and Compliance teams... to financial asset classes and markets, structure of main pension vehicles and how they are traded, regulatory framework of UK...
General: Job Title: Claims Manager Division: Group Claims Reports To: Claims Product Specialist and/or Claims... and service providers Job Summary: To help achieve the Beazley vision of being the highest performing specialist insurer...
General: Job Title: Claims Manager - Surety Division: Group Claims Reports To: Claims Product Specialist..., brokers and service providers Job Summary: To help achieve the Beazley vision of being the highest performing specialist...