– the smart way to make global payments. Formed in 2014 by a team of proven FinTech entrepreneurs, we are an FCA regulated...
to your professional training in the role. Training includes (but not limited to), Induction, FCA, Product, Customer Journey...
that allows advice giving (FCA Activity 4). Candidates must currently be holding Competent Adviser Status (CAS) under onshore UK... FCA jurisdiction (i.e. does not include the Channel Islands and Isle of Man) at the point of entering role...
, MCOB or related FCA handbook experience Developed ORMFs, ideally in the above environments Influential stakeholder...
, GDPR-DPO, NIST CSF SP800-53, PSD-2, FCA / PRA and MS Azure. Ownership of Strategic, Operational and Tactical IT Security...
staff risk Ensuring compliance with the company's regulatory requirements under the FCA Adhere to the operational risk... for demonstrating highest level standards of integrity and conduct and reflecting Company Values. At all times complying with the FCA...
your details will be published on the FCA’s Financial Services Register. This role has been identified as a Client-dealing function under SYSC... 27.8.18R as defined in the FCA Handbook. The Person (“P”) performs the client-dealing FCA certification function for a firm if: (1) P...
, implementing best practices, policies and procedures and culture in adhering to and promoting the FCA Consumer Duty with the...
(TPA). These services encompass client money and asset requirements, as mandated by the Financial Conduct Authority (FCA...
conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA) and the internal requirements...
to date knowledge of regulators including, FCA, CBI, PRA, Lloyd’s, EIOPA, Lloyd’s Europe, and international regulators, where relevant... to timely and accurate submission of regulatory returns, such as those submitted to Lloyd's, the FCA and the CBI. Supporting...
and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA...
Qualifications Educated to degree level Junior. Experience working for an FCA regulated firm would be an advantage. Computer...
and culture. Ensure actions and behaviours are in line with the FCA Conduct Rules. McGill and Partners embrace a culture...
staff risk Ensuring compliance with the company's regulatory requirements under the FCA Adhere to the operational risk... for demonstrating highest level standards of integrity and conduct and reflecting Company Values. At all times complying with the FCA...
, FINMA Switzerland and FCA license for the UK. Job Description Being a part of the firm Would you like to work...