company's regulatory requirements under the FCA. Adhere to the operational risk framework for your role ensuring... and conduct and reflecting Company Values. At all times comply with the FCA's Code of Conduct. Ensure that you are fully aware...
knowledge of FCA regulations, including Conduct of Business and AML frameworks. High proficiency with MS Office and financial...
easily with strong, accurate recall Solid understanding of PRA, FCA and EBA remuneration regulations impacting UK financial...
Responsibilities Hold the SMF16 Compliance Oversight function, ensuring the firm meets its obligations under the FCA Handbook... and the Senior Managers & Certification Regime (SM&CR). Lead all compliance interactions with the FCA, including thematic...
applying for this role must be aware that it is a Certified Role, subject to the FCA and PRA Certification Regime. The... guidance provided by the FCA and PRA, firms should have regard to the following when assessing fitness and propriety: Honesty...
solutions Making sure all trades comply with UK regulatory requirements such as PRA, FCA and EMIR, and internal risk...
efficiency Ensure FCA compliance in collaboration with finance and compliance teams Manage Terms of Business Agreements... and reinsurance software platforms Strong understanding of FCA requirements and regulatory frameworks ACII qualification desirable...
Role, subject to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual... Roles) are assessed as fit and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms...
institutions. His team leads high-profile matters spanning FCA, PRA and FOS engagement, large remediation programmes, supervisory... interventions Works directly with former FCA, PRA and FOS specialists Advises on emerging regulatory themes such as AI governance...
highest standard of customer care and resolve the complaint satisfactorily in accordance with FCA and TFC principles Produce...
and Events. Maintain full compliance with FCA financial promotions requirements and internal governance standards, working... environment, including FCA financial promotions requirements. Confidence influencing senior stakeholders and working cross...
and securitisation. Commercially driven with ability to adapt to a varied workload. The successful candidate will need to be FCA...
with the Financial Conduct Authority (FCA) and other relevant bodies. Requirements for the successful Regulatory Compliance...
. - Advising regulated businesses on remuneration structures, including application of PRA and FCA rules. - Reviewing...
services firms FCA-regulated entities Group structures About You The ideal candidate will have: ACA or ACCA part...
solutions aligned to FCA requirements, Consumer Duty obligations, and operational resilience standards Embed Consumer Duty... and cross-technology programmes with Executive-level accountability Strong working knowledge of FCA regulation, Consumer Duty...