to detail, and full compliance with company policies, procedures, and industry regulations (including FCA requirements...
Strategy and fully adheres to FCA‑regulated processes. Guide and support the broking team, allocating responsibilities... understanding of compliance and FCA regulation Ability to work well as part of a team Demonstrate integrity and professionalism...
to the FCA and PRA Certification Regime. The Certification Regime is one element of the Individual Accountability Regime... and proper to carry out their role. Under the guidance provided by the FCA and PRA, firms should have regard to the following...
, and inclusion. It strengthens our business and brings value to our clients. Your expertise chartered Financial Planner. FCA...
regulatory requirements, including FCA rules and broader UK/EU financial regulations. This is a hands-on role suited...
from submission to completion Liaise with lenders, solicitors and estate agents across London Maintain full FCA compliance...
. Degree/MBA and relevant professional certifications in Compliance. Sound knowledge of UK financial regulations (FCA, PRA...
relationships with key stakeholders at BoE and FCA, ensuring LBG’s voice is prominent across the Digital Assets space. Advising... in roles connected to the FCA or Bank of England’s payments or digital assets regulatory or oversight teams...
, including offering memoranda and side letters. Provide regulatory advice on FCA, AIFMD, MiFID II, and related regimes. Manage...
preparing papers and taking minutes. Haven proven exposure to regulated environments and an understanding of FCA/PRA...
Strategy and fully adheres to FCA-regulated processes. Guide and support the broking team, allocating responsibilities... understanding of compliance and FCA regulation Ability to work well as part of a team Demonstrate integrity and professionalism...
What we would like you to bring Awareness knowledge of FCA compliance and financial requirements Financial and business acumen Proficiency...