offered will be based on skills and experience). About the FCA The FCA regulates the conduct of 45,000 firms in the UK... department. The team's key output, the Financial Lives survey, is the FCA's flagship nationally representative survey of UK...
. Comply with all appropriate regulatory and FCA guidelines which are pertinent to Borrowers, Colleagues and Investors...
-ordinate regular management information Ensure full compliance with the FCA's Consumer Duty by embedding consumer-focused... management in a timely manner of FCA related and other regulatory issues and any changes to the FCA rules. Produce an annual...
requirements in the UK insurance industry. Knowledge of the FCA rule books. Excellent analytical and problem-solving skills...
prevention policies and procedures for both regulated and unregulated businesses. A detailed knowledge of the FCA rules...
Conduct Authority (FCA), Advertising Standards Authority (ASA) and other governing bodies. Translate complex legal jargon... management In-depth knowledge of regulatory frameworks governing financial services marketing in the UK, including FCA rules...
requirements and expectations. Formulate the firm's compliance strategy based on government legislation and the FCA's rules...
knowledge of the FCA rules is required and proven experience gained from working within a financial regulatory team A focus...
customer, business and regulatory priorities. You’ll also need: Knowledge of CCA Consumer Duty principles and FCA rules...
and supporting with submissions to external authorities, where required Draft & submit regulatory report to the FCA e.g. REP-CRIM...
experience: UK depositary or custody FCA rules Key Responsibilities: Assist the UK Head of Depositary and Custody Compliance...
of the regulatory environment and requirements including e.g. FCA rules, data protection, money laundering, specific...
, Committee Terms of Reference, law, regulation, FCA and stock exchange obligations; Maintaining meeting and corporate reporting...
and exploiting technological opportunities, and directing the Group CTO relationship with the PRA and FCA. You will also define...
and exploiting technological opportunities, and directing the Group CTO relationship with the PRA and FCA. You will also define...
with international regulatory bodies (e.g., FATF, FinCEN, FCA, EU Directives) and industry standards is essential. Exceptional writing...