like Facebook, Twitter and Instagram. In this role you'll work under FCA regulation - we'll provide you with all the training... as a 'certified colleague', we'll perform FCA (Financial Conduct Authority) and financial integrity checks. These aim to identify...
or accreditation is a plus. Knowledge of POCA, JMLSG, EU Money Laundering Directives, Sanctions regulations, and the key FCA...
professional experience Experience within a investment management/wealth/banking Strong knowledge of FCA Suitability requirements...
and consistent experience in human resources within the Financial Services industry. (FCA Regulated a must) Proven ability to work...
, website content, customer communications) to ensure compliance with FCA regulations and internal policies. Design...
compliance with UK regulatory requirements (including FCA expectations, AML/CTF obligations, and EMI-related frameworks... and digital asset operations. Ensure compliance with UK FCA expectations, AML/CTF regulations, sanctions regimes, and governance...
and will also be subject to additional routine criminal and credit checks As a certified colleague your details will be published on the FCA... FCA Handbook The Person (“P”) performs the client-dealing FCA certification function for a firm if:(1) P is carrying out...
. Familiarity the financial services regulatory environment and the applicable regulations (e.g., FCA regulations including Consumer...
for financial crime controls and correspondent banking. Working knowledge of JMLSG, FCA and Wolfsberg guidance. Exceptional...
risk strategies across the card lifecycle meet UK regulatory expectations-FCA CONC, Consumer Duty, and affordability rules... consumer credit regulation, including FCA CONC, Consumer Duty, LSB standard, CCA etc. Experience in a credit risk, operational...
meet UK regulatory expectations-FCA CONC, Consumer Duty, and affordability rules-to drive good customer outcomes and align... Qualifications: Strong working knowledge of UK consumer credit regulation, including FCA CONC, Consumer Duty, LSB standard, CCA...
reporting and ensuring data maintenance upheld to support the business; Desk MIS (Portfolio Liquidity/maturities/credit, FCA...
responsibility for preparation of finance reporting returns for review and submission, including: VAT FCA Crown Commercial...
Manager role, where you’ll play a key part in leading audits for regulated clients and ensuring compliance with FCA rules.... Responsibilities: As a CASS Audit Manager, you will… Lead CASS audits from planning to completion, ensuring compliance with FCA...