's regulatory requirements under the [FCA, NFA, AMF, AFM, MAS - DELETE OR ADD AS APPROPRIATE]. Adhere to the operational risk... for demonstrating highest level standards of integrity and conduct and reflecting Company Values. At all times complying with the FCA...
Insignis Cash is a fast-growing, FCA-regulated FinTech company looking for a talented and enthusiastic individual... key messages for presentation to a variety of audiences. · Knowledge of the FCA Handbook, specifically the Financial...
and statement Work with FCA/Contract setup team to ensure correct title reporting & adherence of contractual requirements. Audit...
with management and staff within Gallagher businesses, assisting them at all times to comply with FCA standards and other regulatory... and thematic, to evaluate the business's compliance with relevant regulatory requirements (e.g., FCA Rules and Principles...
. Awareness of financial services and FCA regulations. We would particularly welcome applications from candidates who hold...
stakeholders. Explore opportunities for leveraging GSC and regulatory technology to support regulatory projects or changes. FCA... supporting evidence. About You Excellent working knowledge of FCA rules and their application to insurance brokers...
or FCA guidance. Monitor the Group's capital adequacy and liquidity position. Prepare the Group's MIFIDPRU and FSA returns... under IFPR rules. Coordinate the preparation of ICARA and other regulatory deliverables. Address ad hoc FCA requests or queries...
. Comply with all appropriate regulatory and FCA guidelines which are pertinent to Borrowers, Colleagues and Investors...
of financial services regulatory requirements (PRA, EBA, FCA etc.) Expertise in industry standards, like SOC2, ISO27001, COBIT...
. You will engage with the FCA and other relevant domestic and international regulators on private market matters, be responsible...
. knowledge of UK MAR, MiFID II, FCA expectations, ESMA guidance, and global market abuse regulations. Experience... of FCA Market Watch publications and best practices for surveillance effectiveness. A strong academic background, preferably...
). · Strong knowledge and application of UK KYC and AML regulations and practices, including JMLSG and FCA guidance. · Practical...