that they carry out Manage internal and external data records including updates to internal HR systems and FCA directory updates... experience Ideally within an HR of Compliance Function Experience of working in an FCA regulated environment with a good...
regulatory matters and implementation (MiFID II and FCA rules). Skills required Qualified lawyer with a minimum of 2 years... to advising on regulatory frameworks and matters relating to MiFID II or FCA rules. In-house experience gained through...
, monitoring, implementing best practices, policies and procedures and culture in adhering to and promoting the FCA Consumer Duty...
, monitoring, implementing best practices, policies and procedures and culture in adhering to and promoting the FCA Consumer Duty...
in adhering to and promoting the FCA Consumer Duty with the organisation. #LI-Hybrid...
/ACCA/FCA) or equivalent experience B2B/B2C experience ideally in all publishing / media Management accounting...
with the company's regulatory requirements under the FCA. Adhere to the operational risk framework for your role ensuring... and conduct and reflecting Company Values. At all times complying with the FCA's/regulators Code of Conduct. Carrying out...
with regulatory and statutory requirements (e.g., PRA, FCA). Ensure adherence to the Bank's governance framework and policies...
regulatory matters and implementation (MiFID II and FCA rules). Skills required Qualified lawyer with a minimum of 2 years... to advising on regulatory frameworks and matters relating to MiFID II or FCA rules. In-house experience gained through...
Company Profile Our client is a newly rebranded, FCA-regulated financial services firm based in London, delivering... perspective and flexibility valued. Familiarity with FCA-regulated environments and risk governance standards. Confident...
that they carry out Manage internal and external data records including updates to internal HR systems and FCA directory updates... experience Ideally within an HR of Compliance Function Experience of working in an FCA regulated environment with a good...
, Co-ordination and review of statutory accounts, VAT, tax returns and / FCA and CSSF reports, liaison with auditors...