and direction to the compliance advisory teams, ensuring alignment with FCA regulations and internal risk frameworks. You will act... on FCA priorities such as Consumer Duty and vulnerable customer protections. Develop and maintain strong relationships...
. A Real Estate Investment Management firm which is 100% management owned which FCA authorised. Hybrid working Salary...
and willingness to collaborate with broader team Robust compliance track record FCA registration required (must be obtained...
compliance with the FCA obligations and communications with the regulator. Respond to internal requests from trading, operations...
Taxes, IFRS and FCA /PRA/CBI regulations. A high level of management skills, particularly the ability to listen, negotiate...
specific to Renewable Energy Knowledge of FCA, PRA and / or Lloyd's ACII Role Factors: In this role...
Liaising with outsourced Compliance Consultant to maintain FCA RegData portal and filings Liaising with outsourced Compliance... Consultant to maintain FCA Connect portal and filings Overseeing FD maintenance of TPR Auto Enrolment account and compliance...
to every customer · To ensure compliance with the FCA Regulations · To ensure a daily sales meeting is carried out...
, we work on an advisory and independent expert for regulators e.g. FCA and PSR, financial services institutions e.g. high... Advising banks and asset management firm’s on complying with consumer duty requirements Support to the FCA on its motor...
Governance part of the Team provides support in terms of compliance with Company law, FCA requirements, UK Listing Rules, DTRs... Review, regulatory matters that require Company Secretariat input, corporate governance developments, LSE and FCA...
of FCA regulatory requirements Excellent communication skills both written and oral to liaise at all levels Proactive...
) and manage FCA reporting. Support compliance training, awareness initiatives, and regulatory horizon scanning. Collaborate...
, including FCA rules and Lloyd's regulatory requirements. Willingness to continue professional development and expand technical...
with the Conduct Rules set out in the FCA Handbook and the PRA Rulebook. What You'll be Doing: Conduct daily Liquidity...
within financial services. Deep knowledge of regulatory standards (e.g., PRA, FCA). Strong analytical, strategic, and communication...
to the FCA/PRA/other Regulators Advise senior management and staff on changes in the rules and regulations and compliance... of conduct issued by the FCA under the Senior Managers Regime....
with Company policy, procedures, and regulatory requirements (PRA, FCA and Lloyd’s Minimum Standards) Promptly notify relevant...