of our London office, you'll develop and implement auditing methodologies for expected credit losses (ECL) across FCA-regulated... and implementation of ECL auditing methodologies for FCA-regulated clients Collaborating with sector and modelling experts to enhance...
on all aspects of employment law, including on employment related regulatory issues such as the application of the SMCR and FCA...
, including on employment related regulatory issues such as the application of the SMCR and FCA’s Code of Conduct; Providing...
of proven FinTech entrepreneurs, we are an FCA-regulated business providing global claim funds management and payment solutions... and treasury industry. Formed in 2014 by a team of proven FinTech entrepreneurs, we are an FCA regulated payments business...
in 2014 by a team of proven FinTech entrepreneurs, we are an FCA-regulated business providing global claim funds management... and treasury industry. Formed in 2014 by a team of proven FinTech entrepreneurs, we are an FCA regulated payments business...
Clear Junction is a global payments company, licensed and regulated by the FCA in the UK, that offers regulated end...
and international regulations such as the FCA requirements, SOX for US companies and keeping updated with any changes that may impact...
Strong knowledge of applicable regulations e.g. MiFID II, CASS Strong Working knowledge of FCA handbook Effective planning...
activities. The role holder will need knowledge of the FCA/PRA Operational Resilience Policy Statements (March 2021), as well...
compliance team, maintaining relationships with the FCA and other relevant regulators, and working closely with the FTSE Russell... as new product launches and changes to internal operational frameworks. Building and managing relationships with the FCA...
or controls/process reviews Regulatory knowledge and experience of FCA rules and practical application Good presentation skills...
teams, the MLRO shall mitigate risks of financial crime and ensures compliance with FCA standards and other UK regulations... and procedures in line with FCA guidelines, the Money Laundering Regulations, and best practices for financial crime prevention...
affairs or compliance are a plus. 7+ years of experience at a financial regulator (e.g., FCA, ESMA), within the regulatory...