in 2014 by a team of proven FinTech entrepreneurs, we are an FCA-regulated business providing global claim funds management... and treasury industry. Formed in 2014 by a team of proven FinTech entrepreneurs, we are an FCA regulated payments business...
of proven FinTech entrepreneurs, we are an FCA-regulated business providing global claim funds management and payment solutions... and treasury industry. Formed in 2014 by a team of proven FinTech entrepreneurs, we are an FCA regulated payments business...
Clear Junction is a global payments company, licensed and regulated by the FCA in the UK, that offers regulated end...
and international regulations such as the FCA requirements, SOX for US companies and keeping updated with any changes that may impact...
with respect to the FCA Consumer Duty, MiFID 2, Individual Savings Account regulations, PRIIPs, MAR, UK financial promotion regime... (FCA) Handbook Rules including the Client Assets (CASS) and client money sourcebook Experience with UK retail projects...
that Close Brothers remains regulatory compliant with the PRA and FCA expectations. The successful candidate will coordinate... firm’s compliance on SMCR according to the regulatory requirements which include: Provision of advice on PRA and FCA rule...
and FCA regulated MTF), LMAX Global (FCA and CySec regulated brokers) and LMAX Digital (GFSC regulated institutional spot...
Strong knowledge of applicable regulations e.g. MiFID II, CASS Strong Working knowledge of FCA handbook Effective planning...
activities. The role holder will need knowledge of the FCA/PRA Operational Resilience Policy Statements (March 2021), as well...
compliance team, maintaining relationships with the FCA and other relevant regulators, and working closely with the FTSE Russell... as new product launches and changes to internal operational frameworks. Building and managing relationships with the FCA...
across all product ranges and relevant approvals for business - Ensuring that business cases meet full Financial Conduct Authority (FCA...
affairs or compliance are a plus. 7+ years of experience at a financial regulator (e.g., FCA, ESMA), within the regulatory...
Responsibilities Remain compliant with FCA requirements at all times. To share ideas, best practice and other information within DUAL...