of the unique needs of different audiences Detailed knowledge of FCA, MiFID, MIFIR, EMIR and MAR rules and regulatory...
, including FCA regulations and Consumer Duty obligations Collaborate with the wider team to provide seamless client support... responsibilities, FCA regulations, and Consumer Duty obligations Exceptional organisational and time-management skills...
Proven knowledge/expertise or audit experience on CASS (FCA Client Assets Sourcebook). Global Banking client who...
between Lloyd’s, PRA and FCA; and Awareness of the UK Corporate Governance Code and EU Governance. Skills Professional...
to the FCA conduct rules and understanding the regulatory environment. Skills and Experience A minimum of 3 years...
such as FCA/ACA, FCCA/ACCA or CIMA. With extensive experience in the not-for-profit/charity sector, you'll have held a senior...
model Proven experience as a company secretary Some knowledge of or experience working within the FCA framework...
submission of reports to the FCA (PSD2 & MiFID II) Build strong relationships with 1LoD to deliver a collaborative working... protection ONLY. There are certain situations where your deposits are not covered by FSCS, but are protected through the FCA...
to Anti-Money Laundering regulations. Collaborate with the team to maintain compliance with FCA principles... and other regulatory standards. Qualifications and Skills Required: Strong knowledge of FCA principles and regulations. Understanding...
regulatory requirements with emphasis on US (OCC Bulletins, FFIEC, FRB, FDIC) or UK (PRA, FCA) Excellent verbal and written...
regulatory requirements with emphasis on US (OCC Bulletins, FFIEC, FRB, FDIC) or UK (PRA, FCA Excellent verbal and written...
Some knowledge of or experience working within the FCA framework Strong leadership and team management skills Excellent stakeholder...
compliance with FCA regulations. Design and Implement Workflows: Design, implement, and manage operational workflows... looking for: Proven Expertise: Demonstrated expertise in arrears and complaints management within an FCA-regulated consumer credit...