in a high pressure, deadline orientated environment FCA certification and ACT Cert ICM an advantage Skills Account...
You will have 2-3 years experience and a strong working knowledge of the current FCA and RU regulatory landscapes. You will be a team...
and complies with expected levels of fiduciary oversight Assist in maintenance of a productive dialogue with the FCA Act... Committee) and other Committees as required. Interface with the FCA as requested by the Deputy CEO. Contribute to the work...
in financial services regulatory matters Strong knowledge of FSMA 2000, FCA Handbook, MiFID II, and AIFMD Excellent written...
and experience. You will have a strong working knowledge of the FCA Handbook including EMIR, MAR, CASS and MiFID II. Experience...
legal department of a custody bank or fund administrator; Experience of working across FCA and EU regulations; Experience...
under FCA and GDPR. Ensure compliance with data protection regulations and best practices (GDPR, UK Data Protection Act...
prevention Regulatory compliance (FCA, PSD2, AML, PSRs) Stakeholder engagement and governance Driving continuous improvement...
Markets work, and know-how monitoring (e.g ESMA and FCA consultations); Project work such as advising on the regulatory...
, timely, and promoted to appropriate audiences Ensure all communications are fully compliant with FCA and GDPR, and champion...
of the FCA's Conduct Rules and Senior Manager & Certification Regime would be ideal. This is a rare opportunity...
financial operations whilst executing exemplary financial governance, maintaining full compliance with FCA regulations... regulatory compliance, ensuring exemplary standing with the FCA and adherence to all relevant financial regulations, staying...
Archax operates a centralized crypto exchange alongside an FCA-regulated Multilateral Trading Facility (MTF...
as a senior compliance advisor, with robust knowledge of FCA requirements including COBS, MCOBs, BCOBS, CONC, DISP, SYSC, PRIN 12...
to shape the role and the expanding team. The successful candidate will have experience in managing FCA regulated audits... arising on our FCA/PRA authorised entities helping them navigate complex regulatory landscapes and ensuring compliance...