into ongoing Operational Resiliency work as mandated by FCA, PRA, CBI, ECB and act as a key liaison for GPS with risk partners... Operational Resiliency work as mandated by FCA, PRA, CBI, ECB etc. Assist with new product and non-standard approvals...
as directed, and pro-actively identify and develop new accounts with a specified region and operate strictly within FCA... and information on a weekly and ad hoc basis. Strictly adhere to the Company's selling practices and methods in accordance with FCA...
with the FCA's Conduct Rules and Senior Manager & Certification Regime; Supporting the People Partnering team and hearing...
others. Experience as a Product Manager working in a bank, payment solutions business and/or an FCA-regulated environment. Technical...
; Being the subject matter expert on employee relations matters, including the interplay with the FCA’s Conduct Rules...
(e.g. UK Corporate Governance Code, SMCR and FCA / PRA requirements). Working knowledge of equivalent overseas requirements...
and financial services / banking regulations (e.g. UK Corporate Governance Code, SMCR and FCA / PRA requirements). Working knowledge...
client meets its regulatory requirements in relation to disclosures to the Takeover Panel, FCA and other regulators. Review...
Authority (FCA) and the internal requirements set out in the Compliance Manual, local and Group Compliance and Risk policies...
for our Insurance and Reinsurance entities ensuring compliance with FCA, PRA, Lloyd’s, and CBI requirements. Work closely with IT... processes and documentation with evolving FCA, PRA, Lloyd’s, and CBI requirements, ensuring audit readiness and demonstrating...
at all times. Comply with FCA rules, Charles Stanley's Compliance Manual, and other relevant policies. Maintain personal... Statement of Professional Standing by adhering to company procedures and FCA requirements. Senior Managers and Certification...
whilst supporting upcoming FCA regulatory requirements. The ideal candidate will have a strong understanding of technology... practices with business goals and regulatory needs. Support the organisation's preparations for FCA regulatory compliance...
and procedures that apply to the conduct of the business. Follow principles and rules of the Financial Conduct Authority (FCA...