Litigation and sensitive employee related legal issues and escalations. Demonstrates knowledge of Canadian employment law... Assistance, cease and desist/data incident escalations) On client human rights matters, engaging partners to obtain the...
, please visit The Opportunity The Compliance Manager will assist the Director, Compliance and the Chief Compliance Officer (CCO... in an efficient and reasonable timeframe Assist with request escalations to ensure requests are resolved in a timely fashion...
, general compliance related questions and escalations. Incident escalation and management Ensure all incidents... are escalated appropriately to the Complex Compliance Manager, Director, Compliance and/or Chief Compliance Officer. Assist...
Officer to help set the culture and will embody the firm’s cultural values in everything you do. Impact & Value The RVP... as needed (those requiring a leadership presence) Oversee compliance status across all books/Wealth Advisors and address any escalations related...