A company is seeking an experienced Director of Compliance to manage compliance functions within an MLTC (Managed Long... adherence to compliance standards and regulations. Responsibilities Include: Collaborate with the VP of Compliance...
and relationship-oriented bank. What You’ll Be Doing: The PWG Executive Compliance Director (“Executive Director”) is responsible... to implement and maintain PWG’s Compliance program, the Executive Director will be accountable for: Developing, implementing...
Director to lead the global regulatory compliance function within the Global Compliance & Ethics organization. This role.... Find your place in risk and analytics on #TeamAmex. The Global Risk & Compliance Organization (GRC) is an independent risk...
US Capital Markets Compliance Team is seeking an Equities Compliance Director with primary accountability for the Firm’s Cash...Application Deadline: 02/11/2025 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The...
opportunities and development for our teams. GENERAL PURPOSE: The Director, Product Compliance & Regulatory Attorney will work... as a member of the Ross Legal and Compliance team, as part of the New York-based Legal group. In general, the position...
; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...
; advisory firm set-up, regulatory registration and infrastructure design; ongoing regulatory compliance (SEC, CFTC, and 40 Act...); financial controls and operational support services; compliance and operational related projects and reviews; and outsourced CFO...
care of. GENERAL FUNCTION The Director-Compliance will establish, develop and support ongoing activities related to the... development, implementation, and adherence to the Company's privacy and compliance programs in North America. This includes...
care of. GENERAL FUNCTION The Director-Compliance will establish, develop and support ongoing activities related to the... development, implementation, and adherence to the Company’s privacy and compliance programs in North America. This includes...
in a timely fashion. Minimum 5 years of experience working in a senior compliance role (CCO, Director or similar) within a Self...Self-Clearing Broker Dealer seeks experienced Senior Compliance Individual with a minimum of 5 years of experience...
Job Description: Responsibilities The Senior Director of Compliance, under the guidance and supervision of the... Senior Vice President, General Counsel, is responsible for ensuring compliance in affordable housing programs within Related...
an Administrative Manager, NM/L-III (Director, Office of Compliance Services) to perform the following duties. DUTIES WILL INCLUDE... on clearance -Supervising the Compliance Specialists and ensuring follow-up with candidates and Divisions in order to expedite the...
motivated and detail oriented procurement professional to serve as the Director of Compliance for the Compliance team. The... with program areas within the agency to ensure procurements are in compliance with, Local Law 63 and Local Law 1, as well...
Opportunity We are seeking a highly skilled and experienced Internal Audit Director to establish and lead the global compliance... audit portfolio at OKX. In this critical role, you will provide expert guidance and leadership overseeing global compliance...
Opportunity We are seeking a highly skilled and experienced Internal Audit Director to establish and lead the global compliance... audit portfolio at OKX. In this critical role, you will provide expert guidance and leadership overseeing global compliance...
solutions. The Sr Director of Compliance & Privacy Tech Operations will oversee the development, implementation... within today's highly complex multi-platform and fragmented media landscape with a focus on Legal, Compliance and Data driven business...
About the Role We are looking for a business-minded, execution-driven Director of Compliance to join our Compliance... base salary for the Director, Compliance role is expected to be between $145,000 to $160,000. Base salary is one component...
. Job Description Role Purpose: The Director, SAP S/4 Risk & Compliance Lead is a critical role for NBCUniversal's SAP S/4 HANA... Risk & Compliance Lead is responsible for supporting our transformation office by providing compliance guidance around the...
of Compliance Testing Corporate Title Director Location New York, NY Overview Deutsche Bank’s Controls Testing & Assurance... (CT&A) Group, as part of Compliance & Anti-Financial Crime (AFC), performs independent risk based testing of first...
communication will only be sent from @ addresses. About the role As the Director, Risk & Compliance Operations at Rippling...) and fraud prevention. You'll develop and execute strategies that ensure operational excellence, regulatory compliance...