attribution, hedging and so on Provides subject matter expertise to model stakeholders such as the business, risk management..., audit, product control and technology groups during and post of the model implementation Forms a close partnership with the...
to work with onshore and offshore resources in a way that drives efficiency while meeting objectives Risk Management... of technology. Drive compliance and controls to meet internal and external audit requirements Disaster Recovery and BCP...
model, including associated reconciliations, reporting and journal entries. They oversee the controls functions related... Responsibilities: The Manager, Treasury Operations Compliance and Controls, reporting to the Director Treasury Operations, Compliance...
and archival for the purposes of service operational support, risk, audit, privacy, security, testing and capacity planning... of the team's business strategies and objectives. Reporting to the Director of Support Services, you are a part of a team...
and archival for the purposes of service operational support, risk, audit, privacy, security, testing and capacity planning... of the team’s business strategies and objectives. Reporting to the Director of Support Services, you are a part of a team...
for assigned area. Oversees the risk and exposure of the day-to-day work Participates in all internal and external audit... for associates. Assists in or develops supervisory procedures that are designed to strengthen regulatory and risk controls...
with audit and/or the ICCB model. Developing strategies, programs, and policies that enable and support the client experience... that enable the IB Wholesale Banking Sales & Support Delivery Model Assist the Director, Sales Force Effectiveness in conducting...
with audit and/or the ICCB model. Developing strategies, programs, and policies that enable and support the client experience... that enable the IB Wholesale Banking Sales & Support Delivery Model Assist the Director, Sales Force Effectiveness in conducting...
; preferably a degree/designation in risk management, information technology or audit At least 7 or more years of experience in... a large complex matrix institution with a global footprint preferably in the areas of Risk Management, IT, Audit Excellent...
; preferably a degree/designation in risk management, information technology or audit At least 7 or more years of experience in... a large complex matrix institution with a global footprint preferably in the areas of Risk Management, IT, Audit Excellent...
for compliance, audit, regulators, advisors, and clients as directed by management - Establish criteria to risk assess securities... investment research efforts for the list of mutual funds, ETFs, model portfolios and other securities that are covered...
’ business lines and structures including our own internal FCC operational model. This role reports to the Director, Business.... This role requires a strong knowledge of FCC’s Service and Support model, FCC’s Software Development Lifecycle, clients...
; preferably a degree/designation in risk management, information technology or audit At least 7 or more years of experience in...] standards) and overseeing their ongoing sustainment and effectiveness in the following areas: Supports Director Corporate...
; preferably a degree/designation in risk management, information technology or audit At least 7 or more years of experience in...] standards) and overseeing their ongoing sustainment and effectiveness in the following areas: Supports Director Corporate...
conjunction with the Director of Finance Data, Analytics & Insights, actively work on DA&I initiatives and coordinate... dashboards that includes key financial metrics currently reported/tracked by various Finance teams (e.g. Risk, Performance...
and Regulatory Environment Maintenance of satisfactory internal and external Audit/Regulatory/Risk Ratings and Reviews Ensure... to Fidelity's compliance and risk framework. Role Overview: The Senior Analyst, Tax Reporting is expected to be the subject...