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Keywords: Compliance- Conduct , Location: New York City, NY

Page: 5

Manager, Global Ethics & Compliance

Global Ethics & Compliance Manager is a critical leader in ensuring our ethical culture and business integrity remain... strong. You will ensure potential Code of Conduct violations are investigated and remediated thoroughly, working closely with HR and legal...

Posted Date: 26 Feb 2025
Salary: $115200 - 163000 per year

Manager, Global Ethics & Compliance

Global Ethics & Compliance Manager is a critical leader in ensuring our ethical culture and business integrity remain... strong. You will ensure potential Code of Conduct violations are investigated and remediated thoroughly, working closely with HR and legal...

Posted Date: 25 Feb 2025
Salary: $115200 - 163000 per year

Compliance Analyst I-Global Control Room

here at Stifel, where success meets success. What You'll Be Doing: The Compliance Analyst I - Global Control Room will ensure... compliance program. What We're Looking For: Research and resolve compliance issues relating to the Firm's information barriers...

Company: Stifel
Location: New York City, NY
Posted Date: 23 Feb 2025

Governance, Risk, & Compliance (GRC) Compliance Assurance Senior Analyst - Global Security Organization

. The Governance, Risk, & Compliance team is responsible for working closely with cross-functional partners to manage... security risks. We support our cross-functional partners in meeting all industry cybersecurity compliance standards...

Company: TikTok
Location: New York City, NY
Posted Date: 22 Feb 2025

Lead Auditor, Regulatory Compliance

The Lead Auditor conducts audit assignments primarily in 2nd line corporate regulatory compliance from planning... audit assignments that have a focus corporate compliance and regulatory requirements. He/she provides support to other IGE...

Posted Date: 21 Feb 2025

Lead Auditor, Regulatory Compliance

Compliance Contract type Permanent Contract Management position No Job summary The Lead Auditor conducts audit... assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This includes...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 21 Feb 2025

HR Compliance Specialist

Min: USD $70,000.00/Yr. Max: USD $75,000.00/Yr. Position Overview: S:US is seeking a highly motivated HR Compliance... Specialist who will be responsible for supporting all aspects of HR Compliance and HR audits to ensure compliance with Federal...

Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $70000 - 75000 per year

Internal Audit Department AML Compliance Audit AVP

Compliance Audit Team is primarily responsible for supporting the oversight, design and execution of the annual AML Audit Plan... analyze all documentation, records, reports, processes, etc. to ensure compliance with regulations, regulatory expectations...

Company: Bank of China
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $65000 per year

BWT-004-Compliance Monitoring Intern

, analyzing, investigating and presenting data related to the harbor survey. Industrial Pollution candidates will conduct sampling... and develop mass balances for industrial inputs and their impacts on the Port Richmond WRRF. Compliance Monitoring Intern...

Company: City of New York
Location: Queens, NY
Posted Date: 21 Feb 2025

Corporate Compliance Manager

our Corporate Compliance Program that includes Code of Conduct, Conflicts of Interest, Anti-Bribery and Corruption Compliance, Third... and Corruption, Code of Conduct, Third Party Risk Management, Employee Play and other key Corporate Compliance related programs...

Company: FanDuel
Location: New York City, NY
Posted Date: 21 Feb 2025
Salary: $104000 - 130000 per year

Internal Audit Department AML Compliance Audit AVP

Compliance Audit Team is primarily responsible for supporting the oversight, design and execution of the annual AML Audit Plan... analyze all documentation, records, reports, processes, etc. to ensure compliance with regulations, regulatory expectations...

Company: Bank of China
Location: New York City, NY
Posted Date: 20 Feb 2025
Salary: $65000 per year

Lead Auditor, Regulatory Compliance

Compliance Contract type Permanent Contract Management position No Job summary The Lead Auditor conducts audit... assignments primarily in 2nd line corporate regulatory compliance from planning to issuance of the final report. This includes...

Company: Crédit Agricole
Location: New York City, NY
Posted Date: 20 Feb 2025

HR Compliance Specialist

Max USD $75,000.00/Yr. Position Overview S:US is seeking a highly motivated HR Compliance Specialist who... will be responsible for supporting all aspects of HR Compliance and HR audits to ensure compliance with Federal and State regulations...

Posted Date: 20 Feb 2025
Salary: $70000 per year

Financial Services - Regulatory Compliance - Capital Markets - Senior - NYC

, come join our dynamic FSO team! As a leading provider of advisory services, EY's Regulatory Compliance and Conduct Practice helps its... and strategic matters? If so, EY's Regulatory Compliance and Conduct Practice is the right place for you! We work with the largest...

Company: EY
Location: New York City, NY
Posted Date: 19 Feb 2025

Financial Services - Regulatory Compliance - Capital Markets - Senior Manager NYC

, come join our dynamic FSO team! As a leading provider of advisory services, EY's Regulatory Compliance and Conduct Practice helps its... and strategic matters? If so, EY's Regulatory Compliance and Conduct Practice is the right place for you! We work with the largest...

Company: EY
Location: New York City, NY
Posted Date: 19 Feb 2025

Compliance Consultant

. Develop comprehensive audit plans, conduct fieldwork including testing and validation of controls, and review compliance...About This Role Our client, a prominent leader in the financial services industry, is seeking a skilled Compliance...

Posted Date: 19 Feb 2025

Compliance Audit Consultant

About This Role RGP is seeking a consultant to provide Compliance Audit Support, with a primary focus on financial... crime-related audits and other compliance areas. The role requires working on-site in NYC, 3-4 days a week from early...

Posted Date: 19 Feb 2025

Senior Associate – Consumer Compliance Consulting (Global Banks)

Consulting Practice, focused on Consumer Compliance Consulting. Candidates for this role will join a diverse, high performing... of capacities. As a Senior Associate in RSM’s growing Regulatory Compliance Practice, focused specifically on serving Consumer...

Posted Date: 19 Feb 2025
Salary: $67500 - 127600 per year

Contract Compliance Specialist - Director

guidance) the Firm's code of conduct, and independence requirements. The Opportunity As part of the Project Portfolio... Management team you oversee contract compliance for tech projects, focusing on adherence to terms, quality standards, timelines...

Company: PwC
Location: New York City, NY
Posted Date: 19 Feb 2025

Analyst - Compliance & Monitoring

Job Description TASK FORCE: Community Development Block Grant - Entitlement & Disaster Recovery UNIT: Compliance..., economic revitalization, and making the City more resilient to the impacts of climate change. The CDBG-EDR Compliance...

Company: City of New York
Location: New York City, NY
Posted Date: 17 Feb 2025